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Lineage Cell Therapeutics Inc. Director's Dealing 2017

Aug 23, 2017

6895_rns_2017-08-23_361f2039-9e15-4b50-b7af-d19598a856cc.pdf

Director's Dealing

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FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

*
1. Name and Address of Reporting Person
Patton
Stephana
Eilene
2. Issuer Name and Ticker or Trading Symbol
BIOTIME
INC
[
BTX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
(Last)
(First)
(Middle)
3. Date of Earliest Transaction (Month/Day/Year)
08/21/2017
X Director
Officer (give title
below)
10% Owner
Other (specify
below)
1010 ATLANTIC AVENUE, SUITE 102
(Street)
ALAMEDA
CA
94501
(City)
(State)
(Zip)
4. If Amendment, Date of Original Filed (Month/Day/Year) Line)
X
General Counsel
6. Individual or Joint/Group Filing (Check Applicable
Form filed by One Reporting Person
Form filed by More than One Reporting
Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)
2. Transaction
Date
(Month/Day/Year)
2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3.
Transaction
Code (Instr.
8)
4. Securities Acquired (A) or
Disposed Of (D) (Instr. 3, 4 and
5)
Owned 5. Amount of
Securities
Beneficially
Following
(D) or
Indirect (I)
(Instr. 4)
6. Ownership
Form: Direct
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V Amount (A) or
(D)
Price Reported
Transaction(s)
(Instr. 3 and 4)
Common Shares, no par value
08/21/2017
P 7,500 A \$2.5835 7,500 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of
Derivative
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/Day/Year)
if any 3A. Deemed
4.
Execution Date,
(Month/Day/Year)
8)
5. Number
Transaction
of
Code (Instr.
Derivative
Securities
Acquired
(A) or
Disposed
of (D)
(Instr. 3, 4
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and
Amount of
Securities
Underlying
Derivative
Security (Instr.
3 and 4)
8. Price
of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
4)
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)

Date Exercisable Expiration Date Title

Explanation of Responses:

Remarks:

/s/Stephana E. Patton 08/22/2017

Amount or Number of Shares

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

and 5)

Code V (A) (D)