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Lineage Cell Therapeutics Inc. Director's Dealing 2016

Jul 6, 2016

6895_dirs_2016-07-05_b859245c-8eee-47d1-9eec-30ae74dfdef9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BIOTIME INC (BTX)
CIK: 0000876343
Period of Report: 2016-07-01

Reporting Person: KINGSLEY ALFRED D (Director, See Remarks)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-07-01 Option to Purchase Common Shares $2.72 A 50000 Acquired 2021-06-30 Common Shares (50000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares, no par value 5931555 Direct
Common Shares, no par value 1451105 Indirect
Common Shares, no par value 375351 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Purchase Common Shares $3.57 2020-06-30 Common Shares (50000) 50000 Direct
Option to Purchase Common Shares $3.11 2019-06-30 Common Shares (50000) 50000 Direct
Option to Purchase Common Shares $4.13 2018-06-30 Common Shares (50000) 50000 Direct
Option to Purchase Common Shares $4.60 2017-06-30 Common Shares (50000) 50000 Direct

Footnotes

F1: Does not include shares that Mr. Kingsley may acquire through the exercise of certain options.

F2: Will become exercisable in four equal quarterly installments based upon continued service on the board of directors.

F3: Became exercisable in four equal quarterly installments after the date of grant on July 1, 2015.

F4: Became exercisable in four equal quarterly installments after the date of grant on July 1, 2014.

F5: Became exercisable in four equal quarterly installments after the date of grant on July 1, 2013.

F6: Became exercisable in four equal quarterly installments after the date of grant on July 1, 2012.