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Lineage Cell Therapeutics Inc. — Director's Dealing 2016
Jul 6, 2016
6895_dirs_2016-07-05_b859245c-8eee-47d1-9eec-30ae74dfdef9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIOTIME INC (BTX)
CIK: 0000876343
Period of Report: 2016-07-01
Reporting Person: KINGSLEY ALFRED D (Director, See Remarks)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-01 | Option to Purchase Common Shares | $2.72 | A | 50000 | Acquired | 2021-06-30 | Common Shares (50000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, no par value | 5931555 | Direct |
| Common Shares, no par value | 1451105 | Indirect |
| Common Shares, no par value | 375351 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Shares | $3.57 | 2020-06-30 | Common Shares (50000) | 50000 | Direct |
| Option to Purchase Common Shares | $3.11 | 2019-06-30 | Common Shares (50000) | 50000 | Direct |
| Option to Purchase Common Shares | $4.13 | 2018-06-30 | Common Shares (50000) | 50000 | Direct |
| Option to Purchase Common Shares | $4.60 | 2017-06-30 | Common Shares (50000) | 50000 | Direct |
Footnotes
F1: Does not include shares that Mr. Kingsley may acquire through the exercise of certain options.
F2: Will become exercisable in four equal quarterly installments based upon continued service on the board of directors.
F3: Became exercisable in four equal quarterly installments after the date of grant on July 1, 2015.
F4: Became exercisable in four equal quarterly installments after the date of grant on July 1, 2014.
F5: Became exercisable in four equal quarterly installments after the date of grant on July 1, 2013.
F6: Became exercisable in four equal quarterly installments after the date of grant on July 1, 2012.