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Lineage Cell Therapeutics Inc. Director's Dealing 2016

Nov 17, 2016

6895_rns_2016-11-17_2fc41dfb-38b2-4998-be6c-48d7ea9e3ef1.pdf

Director's Dealing

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FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

OMB APPROVAL OMB Number: 3235-0104 Estimated average burden hours per response... 0.5

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person * 2. Date of Event Requiring
Statement (MM/DD/YYYY)
3. Issuer Name and Ticker or Trading Symbol
KNIGHT JAMES A. 10/19/2016 BIOTIME INC [BTX]
(Last)
(First)
(Middle)
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
1010 ATLANTIC AVENUE, SUITE
102
_____ Director ___ X ___ Officer (give title below) Sr VP, Head of Corporate Dev / _ 10% Owner
___ Other (specify below)
(Street)
ALAMEDA, CA 94501
(City)
(State)
(Zip)
5. If Amendment, Date
Original Filed (MM/DD/YYYY)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
6. Individual or Joint/Group Filing (Check Applicable Line)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities
Beneficially Owned
(Instr. 4)
3. Ownership
Form: Direct
(D) or Indirect
(I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Shares, no par value 17036 D
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable
and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 4)
4. Conversion
or Exercise
Price of
Derivative
5. Ownership
Form of
Derivative
Security:
6. Nature of Indirect
Beneficial Ownership
(Instr. 5)
Date
Exercisable
Expiration
Date
Title Shares Amount or Number of Security Direct (D) or
Indirect (I)
(Instr. 5)

Explanation of Responses:

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% OwnerOfficer
KNIGHT JAMES A.
1010 ATLANTIC AVENUE Sr VP, Head of Corporate Dev
SUITE 102
ALAMEDA, CA 94501

Signatures

/s/James A. Knight 11/16/2016

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.