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Lineage Cell Therapeutics Inc. — Director's Dealing 2016
Nov 17, 2016
6895_rns_2016-11-17_2fc41dfb-38b2-4998-be6c-48d7ea9e3ef1.pdf
Director's Dealing
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FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0104 Estimated average burden hours per response... 0.5
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Date of Event Requiring Statement (MM/DD/YYYY) |
3. Issuer Name and Ticker or Trading Symbol | |||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| KNIGHT JAMES A. | 10/19/2016 | BIOTIME INC [BTX] | |||||||||
| (Last) (First) (Middle) |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable) | ||||||||||
| 1010 ATLANTIC AVENUE, SUITE 102 |
_____ Director | ___ X ___ Officer (give title below) | Sr VP, Head of Corporate Dev / | _ 10% Owner ___ Other (specify below) |
|||||||
| (Street) ALAMEDA, CA 94501 (City) (State) (Zip) |
5. If Amendment, Date Original Filed (MM/DD/YYYY) |
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
6. Individual or Joint/Group Filing (Check Applicable Line) | ||||||||
| Table I - Non-Derivative Securities Beneficially Owned | |||||||||||
| 1.Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
||||||||
| Common Shares, no par value | 17036 | D | |||||||||
| Table II - Derivative Securities Beneficially Owned ( e.g. | , puts, calls, warrants, options, convertible securities) | ||||||||||
| 1. Title of Derivate Security (Instr. 4) |
2. Date Exercisable and Expiration Date (MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative |
5. Ownership Form of Derivative Security: |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||||||
| Date Exercisable |
Expiration Date |
Title | Shares | Amount or Number of | Security | Direct (D) or Indirect (I) (Instr. 5) |
Explanation of Responses:
Reporting Owners
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director | 10% OwnerOfficer | ||||||
| KNIGHT JAMES A. | |||||||
| 1010 ATLANTIC AVENUE | Sr VP, Head of Corporate Dev | ||||||
| SUITE 102 | |||||||
| ALAMEDA, CA 94501 |
Signatures
/s/James A. Knight 11/16/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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