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Lineage Cell Therapeutics Inc. Director's Dealing 2014

Mar 25, 2014

6895_dirs_2014-03-24_9be3309a-215c-4d2f-80be-69b3770e23da.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BIOTIME INC (BTX)
CIK: 0000876343
Period of Report: 2014-03-20

Reporting Person: TEW WILLIAM P PHD (Chief Commercial Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-03-20 Option to Purchase Common Shares $3.51 J 100000 Acquired 2021-03-19 Common Shares (100000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares, no par value 33265 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Purchase Common Shares $4.22 2020-02-19 Common Shares (100000) 100000 Direct
Option to Purchase Common Shares $4.17 2018-10-02 Common Shares (3850) 3850 Direct
Option to Purchase Common Shares $7.47 2018-03-20 Common Shares (25000) 25000 Direct
Warrant to Purchase Common Shares $10.00 2014-05-02 Common Shares (29247) 29247 Direct

Footnotes

F1: Does not include shares that may be acquired upon the exercise of certain stock options, and shares that may be acquired upon the exercise of certain warrants.

F2: 1/48th of the number of options will vest and become exercisable at the end of each full month of employment after March 20, 2014.

F3: 1/48th of the number of options will vest and become exercisable at the end of each full month of employment after January 1, 2013.

F4: 1/48th of the number of options will vest and become exercisable at the end of each full month of employment after October 4, 2011.

F5: 1/48th of the number of options will vest and become exercisable at the end of each full month of employment after March 21, 2011.