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Lineage Cell Therapeutics Inc. — Director's Dealing 2014
Mar 25, 2014
6895_dirs_2014-03-24_9be3309a-215c-4d2f-80be-69b3770e23da.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIOTIME INC (BTX)
CIK: 0000876343
Period of Report: 2014-03-20
Reporting Person: TEW WILLIAM P PHD (Chief Commercial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-20 | Option to Purchase Common Shares | $3.51 | J | 100000 | Acquired | 2021-03-19 | Common Shares (100000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, no par value | 33265 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Shares | $4.22 | 2020-02-19 | Common Shares (100000) | 100000 | Direct |
| Option to Purchase Common Shares | $4.17 | 2018-10-02 | Common Shares (3850) | 3850 | Direct |
| Option to Purchase Common Shares | $7.47 | 2018-03-20 | Common Shares (25000) | 25000 | Direct |
| Warrant to Purchase Common Shares | $10.00 | 2014-05-02 | Common Shares (29247) | 29247 | Direct |
Footnotes
F1: Does not include shares that may be acquired upon the exercise of certain stock options, and shares that may be acquired upon the exercise of certain warrants.
F2: 1/48th of the number of options will vest and become exercisable at the end of each full month of employment after March 20, 2014.
F3: 1/48th of the number of options will vest and become exercisable at the end of each full month of employment after January 1, 2013.
F4: 1/48th of the number of options will vest and become exercisable at the end of each full month of employment after October 4, 2011.
F5: 1/48th of the number of options will vest and become exercisable at the end of each full month of employment after March 21, 2011.