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Lineage Cell Therapeutics Inc. — Director's Dealing 2014
Mar 25, 2014
6895_dirs_2014-03-24_3e01b8e7-ae45-4b18-9068-95f3a487eada.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIOTIME INC (BTX)
CIK: 0000876343
Period of Report: 2014-03-20
Reporting Person: Peabody Robert (Sr. VP, COO, and CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-20 | Option to Purchase Common Shares | $3.51 | J | 100000 | Acquired | 2021-03-19 | Common Shares (100000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, no par value | 30400 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Shares | $4.22 | 2020-02-19 | Common Shares (100000) | 100000 | Direct |
| Option to Purchase Common Shares | $0.50 | 2014-10-09 | Common Shares (475000) | 475000 | Direct |
Footnotes
F1: Does not include shares that may be acquired upon the exercise of certain stock options.
F2: 1/48th of the number of options will vest and become exercisable at the end of each full month of employment after March 20, 2014.
F3: 1/48th of the number of options will vest and become exercisable at the end of each full month of employment after January 1, 2013.
F4: 1/60th of the number of options became exercisable at the end of each full month of employment after October 10, 2007.
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