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Lineage Cell Therapeutics Inc. Director's Dealing 2014

Mar 25, 2014

6895_dirs_2014-03-24_3e01b8e7-ae45-4b18-9068-95f3a487eada.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BIOTIME INC (BTX)
CIK: 0000876343
Period of Report: 2014-03-20

Reporting Person: Peabody Robert (Sr. VP, COO, and CFO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-03-20 Option to Purchase Common Shares $3.51 J 100000 Acquired 2021-03-19 Common Shares (100000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares, no par value 30400 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Purchase Common Shares $4.22 2020-02-19 Common Shares (100000) 100000 Direct
Option to Purchase Common Shares $0.50 2014-10-09 Common Shares (475000) 475000 Direct

Footnotes

F1: Does not include shares that may be acquired upon the exercise of certain stock options.

F2: 1/48th of the number of options will vest and become exercisable at the end of each full month of employment after March 20, 2014.

F3: 1/48th of the number of options will vest and become exercisable at the end of each full month of employment after January 1, 2013.

F4: 1/60th of the number of options became exercisable at the end of each full month of employment after October 10, 2007.