AI assistant
Lineage Cell Therapeutics Inc. — Director's Dealing 2014
Jul 2, 2014
6895_dirs_2014-07-01_b5694191-8c64-4859-bd00-5d761496b702.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIOTIME INC (BTX)
CIK: 0000876343
Period of Report: 2014-06-27
Reporting Person: KINGSLEY ALFRED D (Director, See Remarks, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-27 | Common Shares, no par value | M | 50000 | $2.30 | Acquired | 6038055 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-27 | Option to Purchase Common Shares | $2.30 | M | 50000 | Disposed | 2014-07-01 | Common Shares (50000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, no par value | 1627405 | Indirect |
| Common Shares, no par value | 375351 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Shares | $4.13 | 2018-06-30 | Common Shares (50000) | 50000 | Direct |
| Option to Purchase Common Shares | $4.60 | 2017-06-30 | Common Shares (50000) | 50000 | Direct |
| Option to Purchase Common Shares | $5.13 | 2016-06-30 | Common Shares (50000) | 50000 | Direct |
| Option to Purchase Common Shares | $5.45 | 2015-08-09 | Common Shares (50000) | 50000 | Direct |
Footnotes
F1: Does not include shares that Mr. Kingsley may acquire through the exercise of certain options.
F2: 12,500 options became exercisable on September 30, 2009; December 31, 2009; March 31, 2010; and June 30, 2010.
F3: 12,500 options became exercisable on September 30, 2013; December 31, 2013; March 31, 2014; and June 30, 2014.
F4: 12,500 options became exercisable on September 30, 2012; December 31, 2012; March 31, 2013; and June 30, 2013.
F5: 12,500 options became exercisable on September 30, 2011; December 31, 2011; March 31, 2012; and June 30, 2012.
F6: 12,500 options became exercisable on September 30, 2010; December 31, 2010; March 31, 2011; and June 30, 2011.