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Lineage Cell Therapeutics Inc. Director's Dealing 2014

Jul 2, 2014

6895_dirs_2014-07-01_b5694191-8c64-4859-bd00-5d761496b702.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BIOTIME INC (BTX)
CIK: 0000876343
Period of Report: 2014-06-27

Reporting Person: KINGSLEY ALFRED D (Director, See Remarks, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-06-27 Common Shares, no par value M 50000 $2.30 Acquired 6038055 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-06-27 Option to Purchase Common Shares $2.30 M 50000 Disposed 2014-07-01 Common Shares (50000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares, no par value 1627405 Indirect
Common Shares, no par value 375351 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Purchase Common Shares $4.13 2018-06-30 Common Shares (50000) 50000 Direct
Option to Purchase Common Shares $4.60 2017-06-30 Common Shares (50000) 50000 Direct
Option to Purchase Common Shares $5.13 2016-06-30 Common Shares (50000) 50000 Direct
Option to Purchase Common Shares $5.45 2015-08-09 Common Shares (50000) 50000 Direct

Footnotes

F1: Does not include shares that Mr. Kingsley may acquire through the exercise of certain options.

F2: 12,500 options became exercisable on September 30, 2009; December 31, 2009; March 31, 2010; and June 30, 2010.

F3: 12,500 options became exercisable on September 30, 2013; December 31, 2013; March 31, 2014; and June 30, 2014.

F4: 12,500 options became exercisable on September 30, 2012; December 31, 2012; March 31, 2013; and June 30, 2013.

F5: 12,500 options became exercisable on September 30, 2011; December 31, 2011; March 31, 2012; and June 30, 2012.

F6: 12,500 options became exercisable on September 30, 2010; December 31, 2010; March 31, 2011; and June 30, 2011.