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Lineage Cell Therapeutics Inc. — Director's Dealing 2012
Feb 15, 2012
6895_dirs_2012-02-14_ad86aee3-fa28-4b1d-8b78-2eae34f5998e.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: BIOTIME INC (BTX)
CIK: 0000876343
Period of Report: 2011-12-31
Reporting Person: TEW WILLIAM P PHD (Chief Commercial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-10-04 | Options to Purchase Common Shares | $4.17 | A | 3850 | Acquired | 2018-10-02 | Common Shares (3850) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, no par value | 47125 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrants to Purchase Common Shares | $10.00 | 2014-05-02 | Common Shares (29247) | 29247 | Direct |
| Options to Purchase Common Shares | $7.47 | 2018-03-20 | Common Shares (25000) | 25000 | Direct |
Footnotes
F1: Does not include shares that may be acquired upon the exercise of certain stock options, and shares that may be acquired upon the exercise of certain warrants.
F2: 1/48th of the number of options will vest and become exercisable at the end of each full month of employment after March 21, 2011.
F3: 1/48th of the number of options will vest and become exercisable at the end of each full month of employment after October 4, 2011.
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