Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Lineage Cell Therapeutics Inc. Director's Dealing 2012

Feb 15, 2012

6895_dirs_2012-02-14_ad86aee3-fa28-4b1d-8b78-2eae34f5998e.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: BIOTIME INC (BTX)
CIK: 0000876343
Period of Report: 2011-12-31

Reporting Person: TEW WILLIAM P PHD (Chief Commercial Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-10-04 Options to Purchase Common Shares $4.17 A 3850 Acquired 2018-10-02 Common Shares (3850) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares, no par value 47125 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrants to Purchase Common Shares $10.00 2014-05-02 Common Shares (29247) 29247 Direct
Options to Purchase Common Shares $7.47 2018-03-20 Common Shares (25000) 25000 Direct

Footnotes

F1: Does not include shares that may be acquired upon the exercise of certain stock options, and shares that may be acquired upon the exercise of certain warrants.

F2: 1/48th of the number of options will vest and become exercisable at the end of each full month of employment after March 21, 2011.

F3: 1/48th of the number of options will vest and become exercisable at the end of each full month of employment after October 4, 2011.