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Lineage Cell Therapeutics Inc. — Director's Dealing 2012
Apr 12, 2012
6895_dirs_2012-04-12_7be604bb-655c-4875-be90-25f2fe0e6a3b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIOTIME INC (BTX)
CIK: 0000876343
Period of Report: 2012-04-11
Reporting Person: LICHTINGER PEDRO (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-11 | Common Shares, no par value | P | 6250 | $3.976 | Acquired | 6250 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Shares | $5.13 | 2016-06-30 | Common Shares (20000) | 20000 | Direct |
| Option to Purchase Common Shares | $5.45 | 2015-08-09 | Common Shares (20000) | 20000 | Direct |
| Option to Purchase Common Shares | $3.45 | 2014-08-10 | Common Shares (20000) | 20000 | Direct |
Footnotes
F1: The price of $3.976 per share represents a weighted average of prices ranging from $3.975 to $3.98 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
F2: Does not include shares that may be acquired upon the exercise of certain stock options.
F3: 5,000 options became exercisable on September 30, 2011; December 31, 2011; and March 31, 2012. The remaining 5,000 options will become exercisable on June 30, 2012 based upon continued service on the board of directors.
F4: 5,000 options became exercisable on September 30, 2010; December 31, 2010; March 31, 2011; and June 30, 2011.
F5: 5,000 options became exercisable on September 30, 2009; December 31, 2009; March 31, 2010; and June 30, 2010.