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Lineage Cell Therapeutics Inc. Director's Dealing 2012

Nov 20, 2012

6895_dirs_2012-11-19_aa2d38c3-4087-4720-8222-fe923a8646fd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BIOTIME INC (BTX)
CIK: 0000876343
Period of Report: 2012-11-15

Reporting Person: KINGSLEY ALFRED D (Director, See Remarks, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-11-15 Common Shares, no par value S 344828 $2.90 Disposed 7167566 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares, no par value 1968505 Indirect
Common Shares, no par value 490373 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Puchase Common Shares $4.60 2017-06-30 Common Shares (50000) 50000 Direct
Option to Puchase Common Shares $5.13 2016-06-30 Common Shares (50000) 50000 Direct
Option to Puchase Common Shares $5.45 2015-08-09 Common Shares (50000) 50000 Direct
Option to Puchase Common Shares $2.30 2014-07-01 Common Shares (50000) 50000 Direct

Footnotes

F1: On November 15, 2012, Mr. Kingsley sold 344,828 BioTime common shares in a private transaction.

F2: Does not include shares that Mr. Kingsley may acquire through the exercise of certain options.

F3: 12,500 options became exercisable on September 30, 2012 and the remaining 37,500 options will become exercisable in 3 equal quarterly installments based upon continued service on the board of directors.

F4: 12,500 options became exercisable on September 30, 2011; December 31, 2011; March 31, 2012; and June 30, 2012.

F5: 12,500 options became exercisable on September 30, 2010; December 31, 2010; March 31, 2011; and June 30, 2011.

F6: 12,500 options became exercisable on September 30, 2009; December 31, 2009; March 31, 2010; and June 30, 2010.