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Lineage Cell Therapeutics Inc. — Director's Dealing 2012
Nov 20, 2012
6895_dirs_2012-11-19_aa2d38c3-4087-4720-8222-fe923a8646fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIOTIME INC (BTX)
CIK: 0000876343
Period of Report: 2012-11-15
Reporting Person: KINGSLEY ALFRED D (Director, See Remarks, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-15 | Common Shares, no par value | S | 344828 | $2.90 | Disposed | 7167566 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, no par value | 1968505 | Indirect |
| Common Shares, no par value | 490373 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Puchase Common Shares | $4.60 | 2017-06-30 | Common Shares (50000) | 50000 | Direct |
| Option to Puchase Common Shares | $5.13 | 2016-06-30 | Common Shares (50000) | 50000 | Direct |
| Option to Puchase Common Shares | $5.45 | 2015-08-09 | Common Shares (50000) | 50000 | Direct |
| Option to Puchase Common Shares | $2.30 | 2014-07-01 | Common Shares (50000) | 50000 | Direct |
Footnotes
F1: On November 15, 2012, Mr. Kingsley sold 344,828 BioTime common shares in a private transaction.
F2: Does not include shares that Mr. Kingsley may acquire through the exercise of certain options.
F3: 12,500 options became exercisable on September 30, 2012 and the remaining 37,500 options will become exercisable in 3 equal quarterly installments based upon continued service on the board of directors.
F4: 12,500 options became exercisable on September 30, 2011; December 31, 2011; March 31, 2012; and June 30, 2012.
F5: 12,500 options became exercisable on September 30, 2010; December 31, 2010; March 31, 2011; and June 30, 2011.
F6: 12,500 options became exercisable on September 30, 2009; December 31, 2009; March 31, 2010; and June 30, 2010.