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Linde PLC — Director's Dealing 2024
Mar 13, 2024
9953_dirs_2024-03-13_18219bf1-b94f-40c7-aab4-bf9fcc188306.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2024-03-11
Reporting Person: Bichara Guillermo (Exec VP & Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-11 | Ordinary Shares | M | 5980 | — | Acquired | 33141 | Direct |
| 2024-03-11 | Ordinary Shares | F | 2771.133 | $462.55 | Disposed | 30369.867 | Direct |
| 2024-03-11 | Ordinary Shares | M | 3270 | — | Acquired | 33639.867 | Direct |
| 2024-03-11 | Ordinary Shares | F | 1515.318 | $462.55 | Disposed | 32124.549 | Direct |
| 2024-03-11 | Ordinary Shares | M | 1995 | — | Acquired | 34119.549 | Direct |
| 2024-03-11 | Ordinary Shares | F | 924.483 | $462.55 | Disposed | 33195.066 | Direct |
| 2024-03-12 | Ordinary Shares | S | 6034.066 | $471.01 | Disposed | 27161 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-11 | Performance Share Units | $0 | A | 5980 | Acquired | Ordinary Shares (5980) | Direct | |
| 2024-03-11 | Performance Share Units | $0 | M | 5980 | Disposed | Ordinary Shares (5980) | Direct | |
| 2024-03-11 | Performance Share Units | $0 | A | 3270 | Acquired | Ordinary Shares (3270) | Direct | |
| 2024-03-11 | Performance Share Units | $0 | M | 3270 | Disposed | Ordinary Shares (3270) | Direct | |
| 2024-03-11 | Restricted Stock Units | $ | M | 1995 | Disposed | Ordinary Shares (1995) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 2692.117 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Ordinary Shares (1595) | 1595 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (1680) | 1680 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (1535) | 1535 | Direct | |
| Stock Options (right to buy) | $465.29 | 2034-03-07 | Ordinary Shares (10345) | 10345 | Direct |
| Stock Options (right to buy) | $354.14 | 2033-03-07 | Ordinary Shares (11085) | 11085 | Direct |
| Stock Options (right to buy) | $270.99 | 2032-03-07 | Ordinary Shares (13280) | 13280 | Direct |
| Stock Options (right to buy) | $253.68 | 2031-03-08 | Ordinary Shares (20975) | 20975 | Direct |
| Stock Options (right to buy) | $173.13 | 2030-03-09 | Ordinary Shares (26155) | 26155 | Direct |
| Stock Options (right to buy) | $176.63 | 2029-03-20 | Ordinary Shares (26980) | 26980 | Direct |
| Stock Options (right to buy) | $154 | 2028-02-27 | Ordinary Shares (38800) | 38800 | Direct |
| Stock Options (right to buy) | $118.71 | 2027-02-28 | Ordinary Shares (40100) | 40100 | Direct |
| Deferred Stock Units | $ | Ordinary Shares (728.654) | 728.654 | Direct |
Footnotes
F1: Ordinary shares acquired pursuant to the payout of a performance share unit ("PSU") grant made on March 8, 2021.
F2: Ordinary shares withheld from the payout to cover tax withholdings.
F3: Ordinary shares acquired pursuant to the payout of a restricted stock unit grant made on March 8, 2021.
F4: The price reported is the weighted average sale price. The sale prices ranged from $470.94 to $471.09. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F5: The PSU paid out on March 11, 2024 and the number of shares awarded and paid out was determined based upon the average annual return on capital ("ROC") of Linde plc from 2021-2023 measured against ROC goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2021.
F6: The PSU paid out on March 11, 2024 and the number of shares awarded and paid out was determined based upon the average annual total shareholder return ("TSR") of Linde plc from 2021-2023 measured against TSR goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2021.
F7: Restricted Stock Units that will vest in full and payout on or about March 7, 2027 in Linde plc Ordinary Shares on a one-for-one basis.
F8: Restricted Stock Units that will vest in full and payout on or about March 7, 2026 in Linde plc Ordinary Shares on a one-for-one basis.
F9: Restricted Stock Units that will vest in full and payout on or about March 7, 2025 in Linde plc Ordinary Shares on a one-for-one basis.
F10: Restricted Stock Units that paid out on March 11, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F11: This option vested in full over three years in three consecutive equal annual installments beginning one year after the date of the grant.
F12: This option vests over three years in three consecutive equal annual installments beginning on March 7, 2024.
F13: This option vests over three years in three consecutive equal annual installments beginning on March 7, 2023.
F14: This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F15: This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F16: This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
F17: This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F18: Conversion to Linde plc Ordinary Shares is on a one-to-one basis.
F19: Deferred stock units acquired under the Linde Compensation Deferral Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan.