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Linde PLC — Director's Dealing 2024
Mar 13, 2024
9953_dirs_2024-03-13_ece1a086-c715-495c-8079-50c5b1bb3754.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2024-03-11
Reporting Person: ANGEL STEPHEN F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-11 | Ordinary Shares | M | 1381.433 | — | Acquired | 375837.937 | Direct |
| 2024-03-11 | Ordinary Shares | F | 111.384 | $465.29 | Disposed | 375726.553 | Direct |
| 2024-03-11 | Ordinary Shares | M | 1616.226 | — | Acquired | 377342.779 | Direct |
| 2024-03-11 | Ordinary Shares | F | 598.004 | $465.29 | Disposed | 376744.775 | Direct |
| 2024-03-11 | Ordinary Shares | M | 1412.346 | — | Acquired | 378157.121 | Direct |
| 2024-03-11 | Ordinary Shares | F | 522.569 | $465.29 | Disposed | 377634.552 | Direct |
| 2024-03-11 | Ordinary Shares | M | 3995.012 | — | Acquired | 381629.564 | Direct |
| 2024-03-11 | Ordinary Shares | F | 1478.155 | $465.29 | Disposed | 380151.409 | Direct |
| 2024-03-11 | Ordinary Shares | M | 3203.636 | — | Acquired | 383355.045 | Direct |
| 2024-03-11 | Ordinary Shares | F | 1185.346 | $465.29 | Disposed | 382169.699 | Direct |
| 2024-03-11 | Ordinary Shares | M | 3271.872 | — | Acquired | 385441.571 | Direct |
| 2024-03-11 | Ordinary Shares | F | 1210.593 | $465.29 | Disposed | 384230.978 | Direct |
| 2024-03-11 | Ordinary Shares | M | 4848.158 | — | Acquired | 389079.136 | Direct |
| 2024-03-11 | Ordinary Shares | F | 1793.819 | $465.29 | Disposed | 387285.317 | Direct |
| 2024-03-11 | Ordinary Shares | M | 2388.174 | — | Acquired | 389673.491 | Direct |
| 2024-03-11 | Ordinary Shares | F | 883.625 | $465.29 | Disposed | 388789.866 | Direct |
| 2024-03-11 | Ordinary Shares | M | 4236.527 | — | Acquired | 393026.393 | Direct |
| 2024-03-11 | Ordinary Shares | F | 1567.515 | $465.29 | Disposed | 391458.878 | Direct |
| 2024-03-11 | Ordinary Shares | M | 2290.563 | — | Acquired | 393749.441 | Direct |
| 2024-03-11 | Ordinary Shares | F | 847.509 | $465.29 | Disposed | 392901.932 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-11 | Restricted Stock Units | $ | M | 1381.433 | Disposed | Ordinary Shares (1381.433) | Direct | |
| 2024-03-11 | Restricted Stock Units | $ | M | 1412.346 | Disposed | Ordinary Shares (1412.346) | Direct | |
| 2024-03-11 | Restricted Stock Units | $ | M | 1616.226 | Disposed | Ordinary Shares (1616.226) | Direct | |
| 2024-03-11 | Restricted Stock Units | $ | M | 3995.012 | Disposed | Ordinary Shares (3995.012) | Direct | |
| 2024-03-11 | Restricted Stock Units | $ | M | 3203.636 | Disposed | Ordinary Shares (3203.636) | Direct | |
| 2024-03-11 | Restricted Stock Units | $ | M | 3271.872 | Disposed | Ordinary Shares (3271.872) | Direct | |
| 2024-03-11 | Performance Share Units | $ | M | 4848.158 | Disposed | Ordinary Shares (4848.158) | Direct | |
| 2024-03-11 | Performance Share Units | $ | M | 2388.174 | Disposed | Ordinary Shares (2388.174) | Direct | |
| 2024-03-11 | Performance Share Units | $ | M | 4236.527 | Disposed | Ordinary Shares (4236.527) | Direct | |
| 2024-03-11 | Performance Share Units | $ | M | 2290.563 | Disposed | Ordinary Shares (2290.563) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 71029 | Indirect |
| Ordinary Shares | 20517 | Indirect |
| Ordinary Shares | 2268 | Indirect |
| Ordinary Shares | 10945.135 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Ordinary Shares (1100) | 1100 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (12670) | 12670 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (34649.735) | 34649.735 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (50657.954) | 50657.954 | Direct | |
| Stock Option (right to buy) | $253.68 | 2031-03-08 | Ordinary Shares (133465) | 133465 | Direct |
| Stock Option (right to buy) | $176.63 | 2029-03-20 | Ordinary Shares (177605) | 177605 | Direct |
| Stock Option (right to buy) | $173.13 | 2030-03-09 | Ordinary Shares (169560) | 169560 | Direct |
| Stock Option (right to buy) | $154 | 2028-02-27 | Ordinary Shares (318780) | 318780 | Direct |
| Stock Option (right to buy) | $118.71 | 2027-02-28 | Ordinary Shares (335850) | 335850 | Direct |
| Deferred Stock Units | $0 | Ordinary Shares (114105.973) | 114105.973 | Direct |
Footnotes
F1: Ordinary shares acquired pursuant to a partial installment payout of a restricted stock unit ("RSU") grant that has vested in full but whose payout has been deferred.
F2: Ordinary shares withheld from payouts to cover tax withholdings.
F3: Ordinary shares acquired pursuant to a partial installment payout of a performance share unit ("PSU") grant that has vested in full but whose payout has been deferred.
F4: The Restricted Stock Unit ("RSU") shall vest in full and payout in Ordinary Shares on a one-for-one basis one year after the March 7, 2024 date of grant, provided that the awardee serves on the Linde plc Board of Directors continuously through the vesting date, except under certain circumstances in which a pro-rata payout may be made.
F5: The Restricted Stock Unit ("RSU") shall vest in full and payout in Ordinary Shares on a one-for-one basis one year after the March 7, 2023 date of grant, provided that the awardee serves on the Linde plc Board of Directors continuously through the vesting date, except under certain circumstances in which a pro-rata payout may be made.
F6: Restricted Stock Units that have vested in full but whose payout has been deferred to a future date.
F7: Restricted Stock Units granted March 20, 2019, that have vested in full but whose payout has been deferred to a future date.
F8: Restricted Stock Unit award granted March 8, 2021, that has vested in full but whose payout has been deferred to a future date.
F9: Restricted Stock Units granted February 27, 2018, that have vested in full but whose payout has been deferred to a future date.
F10: Restricted Stock Unit award granted February 28, 2017, that has vested in full but whose payout has been deferred to a future date.
F11: Restricted Stock Units granted February 28, 2017, that have vested in full but whose payout has been deferred to a future date.
F12: Restricted Stock Units granted February 23, 2016, that have vested in full but whose payout has been deferred to a future date.
F13: Restricted Stock Unit award granted February 23, 2016, that has vested in full but whose payout has been deferred to a future date.
F14: This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F15: This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F16: This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F17: This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
F18: This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F19: The Performance Share Unit ("PSU") grant partially paid out on March 11, 2024 and the number of shares awarded and paid out was determined based upon the average annual return on capital ("ROC") of Linde plc from 2019-2022 measured against ROC goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2019.
F20: The Performance Share Unit ("PSU") grant partially paid out on March 11, 2024 and the number of shares awarded and paid out was determined based upon the average annual Total shareholder return ("TSR") of Linde plc from 2019-2022 measured against TSR goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2019.
F21: The Performance Share Unit ("PSU") grant partially paid out on March 11, 2024 and the number of shares awarded and paid out was determined based upon the average annual return on capital ("ROC") of Linde plc from 2020-2023 measured against ROC goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2020.
F22: The Performance Share Unit ("PSU") grant partially paid out on March 11, 2024 and the number of shares awarded and paid out was determined based upon the average annual Total shareholder return ("TSR") of Linde plc from 2020-2023 measured against TSR goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2020.
F23: Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis
F24: Deferred Stock Units acquired under the Linde Compensation Deferral Plan that will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Deferral Plan.