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Linde PLC — Director's Dealing 2024
Mar 18, 2024
9953_dirs_2024-03-18_b846b002-581f-4ccb-a1d1-601c6d3bdf1b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2024-03-14
Reporting Person: ANGEL STEPHEN F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-14 | Ordinary Shares | M | 3.298 | — | Acquired | 392905.23 | Direct |
| 2024-03-14 | Ordinary Shares | F | 1.221 | $462.27 | Disposed | 392904.009 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-14 | Deferred Stock Units | $0 | M | 3.298 | Disposed | Ordinary Shares (3.298) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 71029 | Indirect |
| Ordinary Shares | 20517 | Indirect |
| Ordinary Shares | 2268 | Indirect |
| Ordinary Shares | 10945.135 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Ordinary Shares (1100) | 1100 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (12711.103) | 12711.103 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (12929.787) | 12929.787 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (12670) | 12670 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (27965.078) | 27965.078 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (34649.735) | 34649.735 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (50657.954) | 50657.954 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (28832.746) | 28832.746 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (29452.261) | 29452.261 | Direct | |
| Stock Options | $253.68 | 2031-03-08 | Ordinary Shares (133465) | 133465 | Direct |
| Stock Options | $176.63 | 2029-03-20 | Ordinary Shares (177605) | 177605 | Direct |
| Stock Option (right to buy) | $173.13 | 2030-03-09 | Ordinary Shares (169560) | 169560 | Direct |
| Stock Option (right to buy) | $154 | 2028-02-27 | Ordinary Shares (318780) | 318780 | Direct |
| Stock Option (right to buy) | $118.71 | 2027-02-28 | Ordinary Shares (335850) | 335850 | Direct |
Footnotes
F1: Payout of Deferred Stock Units in ordinary shares pursuant to the Linde Compensation Deferral Plan.
F2: Ordinary shares withheld to pay taxes on the Deferred Stock Unit payout.
F3: The Restricted Stock Unit ("RSU") shall vest in full and payout in Ordinary Shares on a one-for-one basis one year after the March 7, 2024 date of grant, provided that the awardee serves on the Linde plc Board of Directors continuously through the vesting date, except under certain circumstances in which a pro-rata payout may be made.
F4: Restricted Stock Units that have vested in full but whose payout has been deferred to a future date.
F5: Restricted Stock Units granted March 20, 2019, that have vested in full but whose payout has been deferred to a future date.
F6: Restricted Stock Unit award granted March 8, 2021, that has vested in full but whose payout has been deferred to a future date.
F7: Restricted Stock Units granted February 27, 2018, that have vested in full but whose payout has been deferred to a future date.
F8: Restricted Stock Unit award granted February 28, 2017, that has vested in full but whose payout has been deferred to a future date.
F9: Restricted Stock Units granted February 28, 2017, that have vested in full but whose payout has been deferred to a future date.
F10: Restricted Stock Units granted February 23, 2016, that have vested in full but whose payout has been deferred to a future date.
F11: Restricted Stock Unit award granted February 23, 2016, that has vested in full but whose payout has been deferred to a future date.
F12: This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F13: This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F14: This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F15: This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
F16: This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F17: Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis
F18: Deferred Stock Units acquired under the Linde Compensation Deferral Plan that will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Deferral Plan.