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Linde PLC — Director's Dealing 2023
Mar 9, 2023
9953_dirs_2023-03-09_4b2a7cf0-85ef-4595-b8dc-9f98473f57ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2023-03-07
Reporting Person: ANGEL STEPHEN F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-08 | Ordinary Shares | M | 1409.462 | — | Acquired | 361831.697 | Direct |
| 2023-03-08 | Ordinary Shares | F | 202 | $350.05 | Disposed | 361629.697 | Direct |
| 2023-03-08 | Ordinary Shares | M | 3941.706 | — | Acquired | 365571.403 | Direct |
| 2023-03-08 | Ordinary Shares | F | 1459 | $350.05 | Disposed | 364112.403 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-08 | Restricted Stock Units | $ | M | 1409.462 | Disposed | Ordinary Shares (1409.462) | Direct | |
| 2023-03-07 | Restricted Stock Units | $ | A | 1363 | Acquired | Ordinary Shares (1363) | Direct | |
| 2023-03-08 | Restricted Stock Units | $ | M | 3941.706 | Disposed | Ordinary Shares (31533.647) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 2268 | Indirect |
| Ordinary Shares | 71029 | Indirect |
| Ordinary Shares | 20517 | Indirect |
| Ordinary Shares | 10761.447 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Ordinary Shares (12670) | 12670 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (13935) | 13935 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (15940.108) | 15940.108 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (31609.92) | 31609.92 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (49982.024) | 49982.024 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (32287.475) | 32287.475 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (34187.403) | 34187.403 | Direct | |
| Stock Option (right to buy) | $253.68 | 2031-03-08 | Ordinary Shares (133465) | 133465 | Direct |
| Stock Option (right to buy) | $173.13 | 2030-03-09 | Ordinary Shares (169560) | 169560 | Direct |
| Stock Option (right to buy) | $102.22 | 2026-02-23 | Ordinary Shares (216355) | 216355 | Direct |
| Stock Option (right to buy) | $118.71 | 2027-02-28 | Ordinary Shares (435850) | 435850 | Direct |
| Stock Option (right to buy) | $154.00 | 2028-02-27 | Ordinary Shares (318780) | 318780 | Direct |
| Stock Option (right to buy) | $176.63 | 2029-03-20 | Ordinary Shares (177605) | 177605 | Direct |
| Deferred Stock Units | $0 | Ordinary Shares (119584.454) | 119584.454 | Direct |
Footnotes
F1: On March 1, 2023, Linde plc (formerly Rounderway plc), an Irish public limited company ("New Linde"), became the successor of Linde plc, an Irish public limited company ("Old Linde"), pursuant to a scheme of arrangement and merger under Irish law. Pursuant to the scheme of arrangement, all outstanding ordinary shares of Old Linde were exchanged, on a one-for-one basis, for ordinary shares of New Linde, and Old Linde subsequently merged into New Linde and ceased to exist. The transaction did not alter the relative interests of security holders.
F2: Ordinary shares acquired pursuant to the payout of a restricted stock unit ("RSU") grant made on March 1, 2022.
F3: Ordinary shares withheld from RSU payout to cover tax withholdings.
F4: The Restricted Stock Unit ("RSU") shall vest in full and payout in Ordinary Shares on a one-for-one basis one year after the March 7, 2023 date of grant, provided that the awardee serves on the Linde plc Board of Directors continuously through the vesting date, except under certain circumstances in which a pro-rata payout may be made.
F5: Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F6: Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F7: Restricted Stock Units that have vested in full but whose payout has been deferred to a future date.
F8: Ordinary shares acquired pursuant to an installment payout of a RSU that vested in 2018.
F9: This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F10: This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F11: This option vests over three years in three consecutive equal annual installments beginning February 23, 2017.
F12: This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F13: This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
F14: This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F15: Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis.
F16: Deferred Stock Units acquired under the Linde Compensation Deferral Plan that will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Deferral Plan.