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Linde PLC Director's Dealing 2023

Mar 13, 2023

9953_dirs_2023-03-13_41398b80-74d7-4a32-b8ac-146c6020f00d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2023-03-10

Reporting Person: Bichara Guillermo (Exec VP& Chief Legal Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-03-10 Ordinary Shares M 2150 Acquired 22825 Direct
2023-03-10 Ordinary Shares F 997 $345.92 Disposed 21828 Direct
2023-03-10 Ordinary Shares M 6450 Acquired 28278 Direct
2023-03-10 Ordinary Shares F 2989 $345.92 Disposed 25289 Direct
2023-03-10 Ordinary Shares M 3490 Acquired 28779 Direct
2023-03-10 Ordinary Shares F 1618 $345.92 Disposed 27161 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-03-10 Performance Share Units $0 A 6450 Acquired Ordinary Shares (6450) Direct
2023-03-10 Performance Share Units $0 M 6450 Disposed Ordinary Shares (6450) Direct
2023-03-10 Performance Share Units $0 A 3490 Acquired Ordinary Shares (3490) Direct
2023-03-10 Performance Share Units $0 M 3490 Disposed Ordinary Shares (3490) Direct
2023-03-10 Restricted Stock Units $0 M 2150 Disposed Ordinary Shares (2150) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Ordinary Shares 2509.7350 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Ordinary Shares (1680) 1680 Direct
Restricted Stock Units $ Ordinary Shares (1535) 1535 Direct
Restricted Stock Units $ Ordinary Shares (1995) 1995 Direct
Stock Options (right to buy) $354.14 2033-03-07 Ordinary Shares (11085) 11085 Direct
Stock Options (right to buy) $270.99 2032-03-07 Ordinary Shares (13280) 13280 Direct
Stock Options (right to buy) $253.68 2031-03-08 Ordinary Shares (20975) 20975 Direct
Stock Options (right to buy) $173.13 2030-03-09 Ordinary Shares (26155) 26155 Direct
Stock Options (right to buy) $176.63 2029-03-20 Ordinary Shares (26980) 26980 Direct
Stock Options (right to buy) $154.00 2028-02-27 Ordinary Shares (38800) 38800 Direct
Stock Options (right to buy) $118.71 2027-02-28 Ordinary Shares (40100) 40100 Direct
Deferred Stock Units $ Ordinary Shares (721.894) 721.894 Direct

Footnotes

F1: On March 1, 2023, Linde plc (formerly Rounderway plc), an Irish public limited company ("New Linde"), became the successor of Linde plc, an Irish public limited company ("Old Linde"), pursuant to a scheme of arrangement and merger under Irish law. Pursuant to the scheme of arrangement, all outstanding ordinary shares of Old Linde were exchanged, on a one-for-one basis, for ordinary shares of New Linde, and Old Linde subsequently merged into New Linde and ceased to exist. The transaction did not alter the relative interests of security holders.

F2: Shares of common stock acquired pursuant to the payout of a restricted stock unit grant made on March 9, 2020.

F3: Shares of common stock withheld from the payout to cover tax withholdings.

F4: The PSU paid out on March 10, 2023 and the number of shares awarded and paid out was determined based upon the average annual return on capital ("ROC") of Linde plc from 2020-2022 measured against ROC goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2020.

F5: The PSU paid out on March 10, 2023 and the number of shares awarded and paid out was determined based upon the total shareholder return ("TSR") of Linde plc from 2020-2022 measured against TSR goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2020.

F6: Restricted Stock Units that will vest in full and payout on or about March 7, 2026 in Linde plc Ordinary Shares on a one-for-one basis.

F7: Restricted Stock Units that will vest in full and payout on or about March 7, 2025 in Linde plc Ordinary Shares on a one-for-one basis.

F8: Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.

F9: This option vests over three years in three consecutive equal annual installments beginning on March 7, 2024.

F10: This option vests over three years in three consecutive equal annual installments beginning on March 7, 2023.

F11: This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.

F12: This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.

F13: This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.

F14: This option vested in full over three years in three consecutive equal annual installments beginning one year after the date of the grant.

F15: Conversion to Linde plc Ordinary Shares is on a one-to-one basis.

F16: Deferred stock units acquired under the Linde Compensation Deferral Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan.