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Linde PLC — Director's Dealing 2023
Sep 11, 2023
9953_dirs_2023-09-11_e9c9ded7-fbad-42be-9b8a-ca2abd36ad78.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2023-09-07
Reporting Person: Bichara Guillermo (Exec VP& Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-07 | Ordinary Shares | M | 38800 | $154.000 | Acquired | 65961 | Direct |
| 2023-09-07 | Ordinary Shares | F | 26316 | $384.660 | Disposed | 39645 | Direct |
| 2023-09-07 | Ordinary Shares | S | 12484 | $386.5341 | Disposed | 27161 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-09-07 | Stock Options (right to buy) | $154.00 | M | 38800 | Disposed | 2028-02-27 | Ordinary Shares (38800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 2605.833 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Ordinary Shares (1680) | 1680 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (1535) | 1535 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (1995) | 1995 | Direct | |
| Stock Options (right to buy) | $354.14 | 2033-03-07 | Ordinary Shares (11085) | 11085 | Direct |
| Stock Options (right to buy) | $270.99 | 2032-03-07 | Ordinary Shares (13280) | 13280 | Direct |
| Stock Options (right to buy) | $253.68 | 2031-03-08 | Ordinary Shares (20975) | 20975 | Direct |
| Stock Options (right to buy) | $173.13 | 2030-03-09 | Ordinary Shares (26155) | 26155 | Direct |
| Stock Options (right to buy) | $176.63 | 2029-03-20 | Ordinary Shares (26980) | 26980 | Direct |
| Stock Options (right to buy) | $118.71 | 2027-02-28 | Ordinary Shares (40100) | 40100 | Direct |
| Deferred Stock Units | $ | Ordinary Shares (669.142) | 669.142 | Direct |
Footnotes
F1: Ordinary shares withheld to pay exercise price and taxes.
F2: The price reported is the weighted average sale price. The sale prices ranged from $384.670 to $387.330. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3: Restricted Stock Units that will vest in full and payout on or about March 7, 2026 in Linde plc Ordinary Shares on a one-for-one basis.
F4: Restricted Stock Units that will vest in full and payout on or about March 7, 2025 in Linde plc Ordinary Shares on a one-for-one basis.
F5: Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F6: This option vests over three years in three consecutive equal annual installments beginning on March 7, 2024.
F7: This option vests over three years in three consecutive equal annual installments beginning on March 7, 2023.
F8: This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F9: This option vested in full over three years in three consecutive equal annual installments beginning one year after the date of the grant.
F10: Conversion to Linde plc Ordinary Shares is on a one-to-one basis.
F11: Deferred stock units acquired under the Linde Compensation Deferral Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan.