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Linde PLC — Director's Dealing 2021
Mar 3, 2021
9953_dirs_2021-03-03_6660c2d2-52ba-4931-8b71-887d96679071.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2021-03-01
Reporting Person: Hoyt Kelcey E (Principal Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Ordinary Shares | M | 1165 | — | Acquired | 5269.107 | Direct |
| 2021-03-01 | Ordinary Shares | F | 540 | $244.27 | Disposed | 4729.107 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-01 | Restricted Stock Units | $0 | M | 1165 | Disposed | Ordinary Shares (1165) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 495.201 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock | $0 | Ordinary Shares (460) | 460 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (535) | 535 | Direct | |
| Stock Option (right to buy) | $173.13 | 2030-03-09 | Ordinary Shares (5545) | 5545 | Direct |
| Stock Option (right to buy) | $176.63 | 2029-03-20 | Ordinary Shares (5995) | 5995 | Direct |
| Stock Option (right to buy) | $128.80 | 2024-02-25 | Ordinary Shares (3735) | 3735 | Direct |
| Stock Option (right to buy) | $128.38 | 2025-02-24 | Ordinary Shares (5150) | 5150 | Direct |
| Stock Option (right to buy) | $102.22 | 2026-02-23 | Ordinary Shares (9360) | 9360 | Direct |
| Stock Option (right to buy) | $118.71 | 2027-02-28 | Ordinary Shares (10500) | 10500 | Direct |
| Stock Option (right to buy) | $154.00 | 2028-02-27 | Ordinary Shares (9700) | 9700 | Direct |
| Deferred Stock Unit | $0 | Ordinary Shares (42.678) | 42.678 | Direct |
Footnotes
F1: Ordinary shares acquired pursuant to the payout of a restricted stock unit ("RSU") grant made on February 27, 2018.
F2: Ordinary shares withheld from the RSU payout to cover tax withholdings.
F3: Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F4: Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
F5: This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F6: This options vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F7: This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
F8: This options vests over three years in three consecutive equal annual installments beginning on February 23, 2017.
F9: This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F10: This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
F11: Conversion to Linde plc Ordinary Shares is on a one-for-one basis.
F12: Deferred stock units acquired under the Compensation Deferred Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan.