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Linde PLC — Director's Dealing 2021
Mar 3, 2021
9953_dirs_2021-03-03_3b0839fe-96fa-40c7-b415-52345f7cb79f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2021-03-01
Reporting Person: Panikar John (Executive VP, APAC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Ordinary Shares | M | 3030 | — | Acquired | 16293.9108 | Direct |
| 2021-03-01 | Ordinary Shares | F | 1193 | $244.27 | Disposed | 15100.9108 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-01 | Restricted Stock Units | $ | M | 3030 | Disposed | Ordinary Shares (3030) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 1742.175 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Ordinary Shares (840) | 840 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (1040) | 1040 | Direct | |
| Stock Options (right to buy) | $173.13 | 2030-03-09 | Ordinary Shares (10175) | 10175 | Direct |
| Stock Options (right to buy) | $176.63 | 2029-03-20 | Ordinary Shares (11695) | 11695 | Direct |
| Stock Options (right to buy) | $154.00 | 2028-02-27 | Ordinary Shares (8407) | 8407 | Direct |
| Deferred Stock Units | $ | Ordinary Shares (70.062) | 70.062 | Direct |
Footnotes
F1: Ordinary shares acquired pursuant to the payout of a restricted stock unit ("RSU") grant made on February 27, 2018.
F2: Ordinary shares withheld from the RSU payout to cover tax withholdings.
F3: Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F4: Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
F5: This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F6: This option vests over three years in three consecutive equal annual installments beginning on March 20,2020.
F7: This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
F8: Conversion to Linde plc Ordinary Shares is on a one-to-one basis.
F9: Deferred stock units acquired under the Compensation Deferred Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan.