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Linde PLC — Director's Dealing 2021
Mar 3, 2021
9953_dirs_2021-03-03_5fbb9b22-ffb3-4013-be2e-d0896f111c6e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2021-03-01
Reporting Person: White Matthew J (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Ordinary Shares | M | 7765 | — | Acquired | 38141 | Direct |
| 2021-03-01 | Ordinary Shares | F | 3599 | $244.27 | Disposed | 34542 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-01 | Restricted Stock Units | $0 | M | 7765 | Disposed | Ordinary Shares (7765) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 2862.860 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Ordinary Shares (3590) | 3590 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (4170) | 4170 | Direct | |
| Stock Option (right to buy) | $173.13 | 2030-03-09 | Ordinary Shares (43695) | 43695 | Direct |
| Stock Option (right to buy) | $176.63 | 2029-03-20 | Ordinary Shares (47020) | 47020 | Direct |
| Stock Option (right to buy) | $128.38 | 2025-02-24 | Ordinary Shares (40865) | 40865 | Direct |
| Stock Option (right to buy) | $102.22 | 2026-02-23 | Ordinary Shares (85205) | 85205 | Direct |
| Stock Option (right to buy) | $118.71 | 2027-02-28 | Ordinary Shares (72795) | 72795 | Direct |
| Stock Option (right to buy) | $154.00 | 2028-02-27 | Ordinary Shares (64665) | 64665 | Direct |
| Deferred Stock Units | $ | Ordinary Shares (1005.269) | 1005.269 | Direct |
Footnotes
F1: Ordinary shares acquired pursuant to the payout of a restricted stock unit ("RSU") grant made on February 27, 2018.
F2: Ordinary shares withheld from RSU payout to cover tax withholdings.
F3: Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F4: Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
F5: This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F6: This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F7: This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
F8: Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis.
F9: Deferred stock units acquired under Compensation Deferral Plan ("Deferral Plan"). The deferred stock units will payout in Linde plc Ordinary Share on a one-for-one basis in accordance with the Plan.