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Linde PLC — Director's Dealing 2021
Mar 9, 2021
9953_dirs_2021-03-09_77ceb1c4-7910-4448-9067-22855c8b703e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2021-03-05
Reporting Person: Panikar John (Executive VP, APAC)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-08 | Restricted Stock Units | $ | A | 1810 | Acquired | Ordinary Shares (1810) | Direct | |
| 2021-03-08 | Stock Options (right to buy) | $253.68 | A | 19070 | Acquired | 2031-03-08 | Ordinary Shares (19070) | Direct |
| 2021-03-05 | Deferred Stock Units | $ | A | 24.889 | Acquired | Ordinary Shares (94.951) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 15100.9108 | Direct |
| Ordinary Shares | 1742.167 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Ordinary Shares (840) | 840 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (1040) | 1040 | Direct | |
| Stock Options (right to buy) | $173.13 | 2030-03-09 | Ordinary Shares (10175) | 10175 | Direct |
| Stock Options (right to buy) | $176.63 | 2029-03-20 | Ordinary Shares (11695) | 11695 | Direct |
| Stock Options (right to buy) | $154.00 | 2028-02-27 | Ordinary Shares (8407) | 8407 | Direct |
Footnotes
F1: Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F2: Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F3: Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
F4: This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F5: This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F6: This option vests over three years in three consecutive equal annual installments beginning on March 20,2020.
F7: This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
F8: Conversion to Linde plc Ordinary Shares is on a one-to-one basis.
F9: Deferred stock units acquired under the Compensation Deferred Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan.