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Linde PLC — Director's Dealing 2021
Mar 9, 2021
9953_dirs_2021-03-09_8a9b502f-056f-4e6d-83be-ba5c5a8f1250.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2021-03-05
Reporting Person: Hoyt Kelcey E (Principal Accounting Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-08 | Restricted Stock Units | $0 | A | 390 | Acquired | Ordinary Shares (390) | Direct | |
| 2021-03-08 | Stock Option (right to buy) | $253.68 | A | 4100 | Acquired | Ordinary Shares (4100) | Direct | |
| 2021-03-05 | Deferred Stock Unit | $ | A | 22.716 | Acquired | Ordinary Shares (65.394) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 4729.107 | Direct |
| Ordinary Shares | 496.287 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Ordinary Shares (460) | 460 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (535) | 535 | Direct | |
| Stock Option (right to buy) | $173.13 | 2030-03-09 | Ordinary Shares (5545) | 5545 | Direct |
| Stock Option (right to buy) | $176.63 | 2029-03-20 | Ordinary Shares (5995) | 5995 | Direct |
| Stock Option (right to buy) | $128.80 | 2024-02-25 | Ordinary Shares (3735) | 3735 | Direct |
| Stock Option (right to buy) | $128.38 | 2025-02-24 | Ordinary Shares (5150) | 5150 | Direct |
| Stock Option (right to buy) | $102.22 | 2026-02-23 | Ordinary Shares (9360) | 9360 | Direct |
| Stock Option (right to buy) | $118.71 | 2027-02-28 | Ordinary Shares (10500) | 10500 | Direct |
| Stock Option (right to buy) | $154.00 | 2028-02-27 | Ordinary Shares (9700) | 9700 | Direct |
Footnotes
F1: Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F2: Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F3: Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
F4: This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F5: This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F6: This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F7: This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
F8: This options vests over three years in three consecutive equal annual installments beginning on February 23, 2017.
F9: This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F10: This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
F11: Conversion to Linde plc Ordinary Shares is on a one-for-one basis.
F12: Deferred stock units acquired under the Compensation Deferred Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan.