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Linde PLC — Director's Dealing 2021
Nov 4, 2021
9953_dirs_2021-11-04_1b77646f-ba05-4cfa-9b9f-346cbd5e50bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2021-11-02
Reporting Person: Panikar John (Executive VP, APAC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-02 | Ordinary Shares | M | 7796 | $176.63 | Acquired | 22901.5304 | Direct |
| 2021-11-02 | Ordinary Shares | F | 5621 | $327.19 | Disposed | 17280.5304 | Direct |
| 2021-11-02 | Ordinary Shares | M | 8407 | $154.00 | Acquired | 25687.5304 | Direct |
| 2021-11-02 | Ordinary Shares | F | 5710 | $326.98 | Disposed | 19977.5304 | Direct |
| 2021-11-02 | Ordinary Shares | S | 4872 | $327.19 | Disposed | 15105.5304 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-02 | Stock Options (right to buy) | $176.63 | M | 7796 | Disposed | 2029-03-20 | Ordinary Shares (11695) | Direct |
| 2021-11-02 | Stock Options (right to buy) | $154.00 | M | 8407 | Disposed | 2028-02-27 | Ordinary Shares (8407) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 1761.592 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Ordinary Shares (1810) | 1810 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (840) | 840 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (1040) | 1040 | Direct | |
| Stock Options (right to buy) | $253.68 | 2031-03-08 | Ordinary Shares (19070) | 19070 | Direct |
| Stock Options (right to buy) | $173.13 | 2030-03-09 | Ordinary Shares (10175) | 10175 | Direct |
| Deferred Stock Units | $ | Ordinary Shares (96.02) | 96.02 | Direct |
Footnotes
F1: Ordinary shares withheld to pay exercise price and taxes.
F2: Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F3: Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F4: Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
F5: This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F6: This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F7: This option vests over three years in three consecutive equal annual installments beginning on March 20,2020.
F8: This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
F9: Conversion to Linde plc Ordinary Shares is on a one-to-one basis.
F10: Deferred stock units acquired under the Compensation Deferred Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan.