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Linde PLC — Director's Dealing 2021
Nov 5, 2021
9953_dirs_2021-11-05_0b863d3a-6516-4c3e-bac3-2de346db5459.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2021-11-03
Reporting Person: Nowicki Juergen (Executive VP, Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-03 | Ordinary Shares | M | 1473 | $173.13 | Acquired | 4010 | Direct |
| 2021-11-03 | Ordinary Shares | F | 782 | $326.42 | Disposed | 3228 | Direct |
| 2021-11-03 | Ordinary Shares | M | 3240 | $176.63 | Acquired | 6468 | Direct |
| 2021-11-03 | Ordinary Shares | F | 1754 | $326.36 | Disposed | 4714 | Direct |
| 2021-11-03 | Ordinary Shares | M | 5093 | $173.13 | Acquired | 9807 | Direct |
| 2021-11-03 | Ordinary Shares | F | 2703 | $326.32 | Disposed | 7104 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-03 | Stock Options (right to buy) | $176.63 | M | 3240 | Disposed | 2029-03-20 | Ordinary Shares (4860) | Direct |
| 2021-11-03 | Stock Options (right to buy) | $173.13 | M | 1473 | Disposed | 2030-03-09 | Ordinary Shares (4420) | Direct |
| 2021-11-03 | Stock Options (right to buy) | $173.13 | M | 5093 | Disposed | 2030-04-01 | Ordinary Shares (15280) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Ordinary Shares (1585) | 1585 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (435) | 435 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (365) | 365 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (1260) | 1260 | Direct | |
| Stock Options (right to buy) | $253.68 | 2031-03-08 | Ordinary Shares (16685) | 16685 | Direct |
Footnotes
F1: Shares withheld from option exercise to pay exercise price and taxes. The reporting person held the remaining shares acquired upon each exercise in the amounts of 691 shares, 1,486 shares and 2,390 shares, respectively. No market sale of shares occurred.
F2: Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F3: Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shaes on a one-for-one basis.
F4: Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F5: Restricted Stock Units that will vest in full and payout on or about April 1, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F6: This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F7: This option vests over three years in three consecutive equal annual installments beginning on March 20,2020.
F8: This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F9: This option vests over three years in three consecutive equal annual installments beginning on April 1, 2021.