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Linde PLC — Director's Dealing 2021
Nov 5, 2021
9953_dirs_2021-11-05_5c813a7f-a32b-4a6f-a057-68dfaee6808f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2021-11-03
Reporting Person: ANGEL STEPHEN F (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-03 | Ordinary Shares | M | 261075 | $128.38 | Acquired | 518962 | Direct |
| 2021-11-03 | Ordinary Shares | F | 164570 | $326.33 | Disposed | 354392 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-03 | Stock Option (right to buy) | $128.38 | M | 261075 | Disposed | 2025-02-24 | Ordinary Shares (261075) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 2268 | Indirect |
| Ordinary Shares | 71029 | Indirect |
| Ordinary Shares | 20517 | Indirect |
| Ordinary Shares | 10480.947 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Ordinary Shares (12670) | 12670 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (13935) | 13935 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (15755) | 15755 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (38694) | 38270 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (31029) | 29580 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (49065) | 47632 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (31695) | 30215 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (33560) | 32580 | Direct | |
| Stock Option (right to buy) | $253.68 | 2031-03-08 | Ordinary Shares (133465) | 133465 | Direct |
| Stock Option (right to buy) | $173.13 | 2030-03-09 | Ordinary Shares (169560) | 169560 | Direct |
| Stock Option (right to buy) | $102.22 | 2026-02-23 | Ordinary Shares (416355) | 416355 | Direct |
| Stock Option (right to buy) | $118.71 | 2027-02-28 | Ordinary Shares (435850) | 435850 | Direct |
| Stock Option (right to buy) | $154.00 | 2028-02-27 | Ordinary Shares (318780) | 318780 | Direct |
| Stock Option (right to buy) | $176.63 | 2029-03-20 | Ordinary Shares (177605) | 177605 | Direct |
| Deferred Stock Units | $0 | Ordinary Shares (129896.42) | 129896.42 | Direct |
Footnotes
F1: Ordinary shares withheld to pay exercise price and taxes. The reporting person held the 96,505 shares remaining from the option exercise. No market sale of shares occurred.
F2: Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F3: Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F4: Restricted Stock Units that will vest in full and payout on March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
F5: Restricted Stock Units that have vested in full but whose payout has been deferred to a future date.
F6: This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F7: This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F8: This option vests over three years in three consecutive equal annual installments beginning February 24, 2016.
F9: This option vests over three years in three consecutive equal annual installments beginning February 23, 2017.
F10: This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F11: This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
F12: This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F13: Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis.
F14: Deferred Stock Units acquired under the Compensation Deferral Plan ("Deferral Plan") that will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Deferral Plan.