AI assistant
Linde PLC — Director's Dealing 2020
Feb 20, 2020
9953_dirs_2020-02-20_60c45987-48d4-4458-8b02-d23615762982.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2020-02-18
Reporting Person: White Matthew J (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-18 | Ordinary Shares | M | 31090 | $128.80 | Acquired | 54271 | Direct |
| 2020-02-18 | Ordinary Shares | F | 23336 | $224.07 | Disposed | 30935 | Direct |
| 2020-02-18 | Ordinary Shares | S | 7754 | $223.99 | Disposed | 23181 | Direct |
| 2020-02-18 | Ordinary Shares | M | 15060 | $110.58 | Acquired | 38241 | Direct |
| 2020-02-18 | Ordinary Shares | F | 10993 | $222.64 | Disposed | 27248 | Direct |
| 2020-02-18 | Ordinary Shares | S | 4067 | $223.74 | Disposed | 23181 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-18 | Stock Option (right to buy) | $110.58 | M | 15060 | Disposed | 2023-02-26 | Ordinary Shares (15060) | Direct |
| 2020-02-18 | Stock Option (right to buy) | $128.80 | M | 31090 | Disposed | 2024-02-25 | Ordinary Shares (31090) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 3024.746 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Ordinary Shares (4170) | 4170 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (7765) | 7765 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (7960) | 7960 | Direct | |
| Restricted Stock Unit | $0 | Ordinary Shares (5450) | 5450 | Direct | |
| Stock Option (right to buy) | $176.63 | 2029-03-20 | Ordinary Shares (47020) | 47020 | Direct |
| Stock Option (right to buy) | $128.38 | 2025-02-24 | Ordinary Shares (40865) | 40865 | Direct |
| Stock Option (right to buy) | $102.22 | 2026-02-23 | Ordinary Shares (85205) | 85205 | Direct |
| Stock Option (right to buy) | $118.71 | 2027-02-28 | Ordinary Shares (72795) | 72795 | Direct |
| Stock Option (right to buy) | $154.00 | 2028-02-27 | Ordinary Shares (64665) | 64665 | Direct |
| Deferred Stock Units | $ | Ordinary Shares (875.329) | 875.329 | Direct |
Footnotes
F1: Ordinary shares withheld from the stock option exercise to pay exercise price and taxes.
F2: The price reported is the weighted average sale price. The sale prices ranged from $223.96 to $224.13. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3: Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
F4: Restricted Stock Units that will vest in full and payout on or about February 27, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
F5: Restricted Stock Units that will vest in full and payout on or about February 28, 2020 in Linde plc Ordinary Shares on a one-for-one basis.
F6: This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F7: This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
F8: This option vests over three years in three consecutive equal annual installments beginning on February 23, 2017.
F9: This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F10: This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
F11: Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis.
F12: Deferred stock units acquired under Compensation Deferral Plan ("Deferral Plan"). The deferred stock units will payout in Linde plc Ordinary Share on a one-for-one basis in accordance with the Plan.