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Linde PLC — Director's Dealing 2020
Feb 20, 2020
9953_dirs_2020-02-20_0cc445ea-7318-4933-9edd-e694588f847f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2020-02-18
Reporting Person: Menezes Eduardo F (Executive VP EMEA Gases)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-18 | Orindary Shares | M | 35220 | $110.58 | Acquired | 76164.499 | Direct |
| 2020-02-18 | Ordinary Shares | F | 25649 | $224.06 | Disposed | 50515.499 | Direct |
| 2020-02-18 | Ordinary Shares | M | 43005 | $109.68 | Acquired | 93520.499 | Direct |
| 2020-02-18 | Ordinary Shares | F | 30576 | $224.04 | Disposed | 62944.499 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-18 | Stock Option (right to buy) | $109.68 | M | 43005 | Disposed | 2022-02-28 | Ordinary Shares (43005) | Direct |
| 2020-02-18 | Stock Option (right to buy) | $110.58 | M | 35220 | Disposed | 2023-02-26 | Ordinary Shares (35220) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Ordinary Shares (3590) | 3590 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (7375) | 7375 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (7808) | 7808 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (5340) | 5340 | Direct | |
| Stock Option (right to buy) | $176.63 | 2029-03-20 | Ordinary Shares (40470) | 40470 | Direct |
| Stock Option (right to buy) | $128.80 | 2024-02-25 | Ordinary Shares (37305) | 37305 | Direct |
| Stock Option (right to buy) | $128.38 | 2025-02-24 | Ordinary Shares (47375) | 47375 | Direct |
| Stock Option (right to buy) | $102.22 | 2026-02-23 | Ordinary Shares (89070) | 89070 | Direct |
| Stock Option (right to buy) | $118.71 | 2027-02-28 | Ordinary Shares (71400) | 71400 | Direct |
| Stock Option (right to buy) | $154.00 | 2028-02-27 | Ordinary Shares (61430) | 61430 | Direct |
| Deferred Stock Unit | $ | Ordinary Shares (94.374) | 94.374 | Direct |
Footnotes
F1: Shares withheld from option exercise to pay exercise price and taxes. No shares were sold in the market. The shares net of exercise price and taxes were retained by the reporting person.
F2: Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
F3: Restricted Stock Units that will vest in full and payout on or about February 27, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
F4: Restricted Stock Units that will vest in full and payout on or about February 28, 2020 in Linde plc Ordinary Shares on a one-for-one basis.
F5: This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F6: This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
F7: This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F8: This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
F9: Conversion to Linde plc ordinary shares is on a one-for-one basis.
F10: Deferred stock units acquired under Compensation Deferral Plan ("Deferral Plan") . The deferred stock units will payout in Linde plc Ordinary Share on a one-for-one basis in accordance with the Plan.