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Linde PLC — Director's Dealing 2020
Mar 3, 2020
9953_dirs_2020-03-03_713584e7-ac25-4aef-9af9-44b3a7031460.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2020-03-02
Reporting Person: Roby Anne K (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-02 | Ordinary Shares | M | 4328 | — | Acquired | 31545.522 | Direct |
| 2020-03-02 | Ordinary Shares | F | 1841 | $191.01 | Disposed | 29704.522 | Direct |
| 2020-03-02 | Ordinary Shares | M | 2960 | — | Acquired | 32664.522 | Direct |
| 2020-03-02 | Ordinary Shares | F | 1372 | $191.01 | Disposed | 31292.522 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-02 | Restricted Stock Units | $0 | M | 4328 | Disposed | Ordinary Shares (4328) | Direct | |
| 2020-03-02 | Restricted Stock Units | $0 | M | 2960 | Disposed | Ordinary Shares (2960) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 1702.533 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Ordinary Shares (2330) | 2330 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (3885) | 3885 | Direct | |
| Stock Option (right to buy) | $176.63 | 2029-03-20 | Ordinary Shares (26230) | 26230 | Direct |
| Stock Option (right to buy) | $110.58 | 2023-02-26 | Ordinary Shares (15790) | 15790 | Direct |
| Stock Option (right to buy) | $128.80 | 2024-02-25 | Ordinary Shares (19900) | 19900 | Direct |
| Stock Option (right to buy) | $128.38 | 2025-02-24 | Ordinary Shares (26490) | 26490 | Direct |
| Stock Option (right to buy) | $102.22 | 2026-02-23 | Ordinary Shares (49405) | 49405 | Direct |
| Stock Option (right to buy) | $118.71 | 2027-02-28 | Ordinary Shares (39585) | 39585 | Direct |
| Stock Option (right to buy) | $154.00 | 2028-02-27 | Ordinary Shares (32335) | 32335 | Direct |
| Deferred Stock Unit | $ | Ordinary Shares (56.83) | 56.83 | Direct |
Footnotes
F1: Ordinary shares acquired pursuant to the payout of a restricted stock unit ("RSU") grant made on February 26, 2019.
F2: Ordinary shares withheld from RSU payout to cover tax withholdings
F3: Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one-basis.
F4: Restricted Stock units that will vest in full and payout on or about February 23, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
F5: This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F6: This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
F7: This option vests over three years in three consecutive equal annual installments beginning on February 23, 2017.
F8: This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F9: Conversion to Linde plc ordinary shares is on a one-for-one basis.
F10: Deferred stock units acquired under the Compensation Deferred Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for one basis in accordance with the Plan.