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Linde PLC — Director's Dealing 2020
Mar 10, 2020
9953_dirs_2020-03-10_5bde7dff-9d81-4e80-a51f-6388d6e13fca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2020-03-06
Reporting Person: Roby Anne K (Executive Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-09 | Restricted Stock Units | $0 | A | 1935 | Acquired | Ordinary Shares (1935) | Direct | |
| 2020-03-09 | Stock Option (right to buy) | $173.13 | A | 23545 | Acquired | 2030-03-09 | Ordinary Shares (23545) | Direct |
| 2020-03-06 | Deferred Stock Unit | $ | A | 63.739 | Acquired | Ordinary Shares (63.739) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 31292.522 | Direct |
| Ordinary Shares | 1702.533 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Ordinary Shares (2330) | 2330 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (3885) | 3885 | Direct | |
| Stock Option (right to buy) | $176.63 | 2029-03-20 | Ordinary Shares (26230) | 26230 | Direct |
| Stock Option (right to buy) | $110.58 | 2023-02-26 | Ordinary Shares (15790) | 15790 | Direct |
| Stock Option (right to buy) | $128.80 | 2024-02-25 | Ordinary Shares (19900) | 19900 | Direct |
| Stock Option (right to buy) | $128.38 | 2025-02-24 | Ordinary Shares (26490) | 26490 | Direct |
| Stock Option (right to buy) | $102.22 | 2026-02-23 | Ordinary Shares (49405) | 49405 | Direct |
| Stock Option (right to buy) | $118.71 | 2027-02-28 | Ordinary Shares (39585) | 39585 | Direct |
| Stock Option (right to buy) | $154.00 | 2028-02-27 | Ordinary Shares (32335) | 32335 | Direct |
Footnotes
F1: Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F2: Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one-basis.
F3: Restricted Stock units that will vest in full and payout on or about February 23, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
F4: This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F5: This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F6: This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
F7: This option vests over three years in three consecutive equal annual installments beginning on February 23, 2017.
F8: This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F9: Conversion to Linde plc ordinary shares is on a one-for-one basis.
F10: Deferred stock units acquired under the Compensation Deferred Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for one basis in accordance with the Plan.