Linde PLC — Director's Dealing 2020

Jun 4, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2020-06-03

Reporting Person: Roby Anne K (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-03	Ordinary Shares	M	9405	$102.22	Acquired	40697.522	Direct
2020-06-03	Ordinary Shares	F	6792	$212.02	Disposed	33905.522	Direct
2020-06-03	Ordinary Shares	M	15790	$110.58	Acquired	49695.522	Direct
2020-06-03	Ordinary Shares	F	11732	$212.25	Disposed	37963.522	Direct
2020-06-03	Ordinary Shares	S	6671	$211.97	Disposed	31292.522	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-03	Stock Option (right to buy)	$110.58	M	15790	Disposed	2023-02-26	Ordinary Shares (15790)	Direct
2020-06-03	Stock Option (right to buy)	$102.22	M	9405	Disposed	2026-02-23	Ordinary Shares (49405)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Ordinary Shares	1709.075	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0		Ordinary Shares (1935)	1935	Direct
Restricted Stock Units	$0		Ordinary Shares (2330)	2330	Direct
Restricted Stock Units	$0		Ordinary Shares (3885)	3885	Direct
Stock Option (right to buy)	$173.13	2030-03-09	Ordinary Shares (23545)	23545	Direct
Stock Option (right to buy)	$176.63	2029-03-20	Ordinary Shares (26230)	26230	Direct
Stock Option (right to buy)	$128.80	2024-02-25	Ordinary Shares (19900)	19900	Direct
Stock Option (right to buy)	$128.38	2025-02-24	Ordinary Shares (26490)	26490	Direct
Stock Option (right to buy)	$118.71	2027-02-28	Ordinary Shares (39585)	39585	Direct
Stock Option (right to buy)	$154.00	2028-02-27	Ordinary Shares (32335)	32335	Direct
Deferred Stock Unit	$		Ordinary Shares (63.739)	120.569	Direct

Footnotes

F1: Shares withheld from option exercise to pay exercise price and taxes. No market sale of shares occurred.

F2: The price reported is the weighted average sale price. The sale prices ranged from $211.73 to $212.14. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F3: Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.

F4: Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one-basis.

F5: Restricted Stock units that will vest in full and payout on or about February 23, 2021 in Linde plc Ordinary Shares on a one-for-one basis.

F6: This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.

F7: This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.

F8: This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.

F9: This option vests over three years in three consecutive equal annual installments beginning on February 23, 2017.

F10: This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.

F11: Conversion to Linde plc ordinary shares is on a one-for-one basis.

F12: Deferred stock units acquired under the Compensation Deferred Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for one basis in accordance with the Plan.