AI assistant
Linde PLC — Director's Dealing 2020
Aug 5, 2020
9953_dirs_2020-08-05_c6dad576-5c74-482d-bd5b-34d43be3a518.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2020-08-03
Reporting Person: ANGEL STEPHEN F (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-03 | Ordinary Shares | M | 187015 | $110.58 | Acquired | 388967 | Direct |
| 2020-08-03 | Ordinary Shares | F | 131080 | $246.46 | Disposed | 257887 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-03 | Stock Option (right to buy) | $110.58 | M | 187015 | Disposed | 2023-02-26 | Ordinary Shares (187015) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 2268 | Indirect |
| Ordinary Shares | 71029 | Indirect |
| Ordinary Shares | 20517 | Indirect |
| Ordinary Shares | 10954.483 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Ordinary Shares (13935) | 13935 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (15755) | 15755 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (38270) | 38270 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (29580) | 29580 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (47632) | 47632 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (30215) | 30215 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (32580) | 32580 | Direct | |
| Stock Option (right to buy) | $173.13 | 2030-03-09 | Ordinary Shares (169560) | 169560 | Direct |
| Stock Option (right to buy) | $128.80 | 2024-02-25 | Ordinary Shares (203930) | 203930 | Direct |
| Stock Option (right to buy) | $128.38 | 2025-02-24 | Ordinary Shares (261075) | 261075 | Direct |
| Stock Option (right to buy) | $102.22 | 2026-02-23 | Ordinary Shares (416355) | 416355 | Direct |
| Stock Option (right to buy) | $118.71 | 2027-02-28 | Ordinary Shares (435850) | 435850 | Direct |
| Stock Option (right to buy) | $154.00 | 2028-02-27 | Ordinary Shares (318780) | 318780 | Direct |
| Stock Option (right to buy) | $176.63 | 2029-03-20 | Ordinary Shares (177605) | 177605 | Direct |
| Deferred Stock Units | $0 | Ordinary Shares (127271.165) | 127271.165 | Direct |
Footnotes
F1: Shares withheld from option exercise to pay exercise price and taxes. No market sale of shares occurred. There were 55,935 shares acquired and held net of the share withholdings.
F2: Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F3: Restricted Stock Units that will vest in full and payout on March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
F4: Restricted Stock Units that will vest in full and payout on February 27, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
F5: Restricted Stock Units that have vested in full but whose payout has been deferred to a future date.
F6: Restricted Stock Units that will vest in full and payout on February 28, 2020 in Linde plc Ordinary Shares on a one-for-one basis.
F7: This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F8: This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
F9: This option vests over three years in three consecutive equal annual installments beginning February 23, 2017.
F10: This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F11: This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
F12: This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F13: Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis.
F14: Deferred Stock Units acquired under the Compensation Deferral Plan ("Deferral Plan") that will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Deferral Plan.