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Linde PLC — Director's Dealing 2020
Nov 12, 2020
9953_dirs_2020-11-12_c093985c-f13a-4bad-9311-6d7223852836.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2020-11-09
Reporting Person: Menezes Eduardo F (Executive VP EMEA Gases)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-09 | Ordinary Shares | M | 47375 | $128.38 | Acquired | 117682.499 | Direct |
| 2020-11-09 | Ordinary Shares | F | 34348 | $263.33 | Disposed | 83334.499 | Direct |
| 2020-11-09 | Ordinary Shares | S | 13027 | $263.03 | Disposed | 70307.499 | Direct |
| 2020-11-09 | Ordinary Shares | M | 37305 | $128.8 | Acquired | 107612.499 | Direct |
| 2020-11-09 | Ordinary Shares | F | 27076 | $263.41 | Disposed | 80536.499 | Direct |
| 2020-11-09 | Ordinary Shares | S | 10229 | $263.24 | Disposed | 70307.499 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-09 | Stock Option (right to buy) | $128.80 | M | 37305 | Disposed | 2024-02-25 | Ordinary Shares (37305) | Direct |
| 2020-11-09 | Stock Option (right to buy) | $128.38 | M | 47375 | Disposed | 2025-02-24 | Ordinary Shares (47375) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Ordinary Shares (3090) | 3090 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (3590) | 3590 | Direct | |
| Restricted Stock Units | $ | Ordinary Shares (7375) | 7375 | Direct | |
| Stock Option (right to buy) | $173.13 | 2030-03-09 | Ordinary Shares (37565) | 37565 | Direct |
| Stock Option (right to buy) | $176.63 | 2029-03-20 | Ordinary Shares (40470) | 40470 | Direct |
| Stock Option (right to buy) | $102.22 | 2026-02-23 | Ordinary Shares (89070) | 89070 | Direct |
| Stock Option (right to buy) | $118.71 | 2027-02-28 | Ordinary Shares (71400) | 71400 | Direct |
| Stock Option (right to buy) | $154.00 | 2028-02-27 | Ordinary Shares (61430) | 61430 | Direct |
| Deferred Stock Unit | $ | Ordinary Shares (83.432) | 177.806 | Direct |
Footnotes
F1: Ordinary shares withheld to pay exercise price and taxes.
F2: The price reported is the weighted average sale price. The sale prices ranged from $262.87 to $263.33. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price
F3: The price reported is the weighted average sale price. The sale prices ranged from $263.14 to $263.42. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4: Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F5: Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
F6: Restricted Stock Units that will vest in full and payout on or about February 27, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
F7: This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F8: This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F9: This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
F10: This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F11: This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
F12: Conversion to Linde plc ordinary shares is on a one-for-one basis.
F13: Deferred stock units acquired under Compensation Deferral Plan ("Deferral Plan") . The deferred stock units will payout in Linde plc Ordinary Share on a one-for-one basis in accordance with the Plan.