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Linde PLC Director's Dealing 2020

Nov 12, 2020

9953_dirs_2020-11-12_c093985c-f13a-4bad-9311-6d7223852836.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2020-11-09

Reporting Person: Menezes Eduardo F (Executive VP EMEA Gases)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-09 Ordinary Shares M 47375 $128.38 Acquired 117682.499 Direct
2020-11-09 Ordinary Shares F 34348 $263.33 Disposed 83334.499 Direct
2020-11-09 Ordinary Shares S 13027 $263.03 Disposed 70307.499 Direct
2020-11-09 Ordinary Shares M 37305 $128.8 Acquired 107612.499 Direct
2020-11-09 Ordinary Shares F 27076 $263.41 Disposed 80536.499 Direct
2020-11-09 Ordinary Shares S 10229 $263.24 Disposed 70307.499 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-09 Stock Option (right to buy) $128.80 M 37305 Disposed 2024-02-25 Ordinary Shares (37305) Direct
2020-11-09 Stock Option (right to buy) $128.38 M 47375 Disposed 2025-02-24 Ordinary Shares (47375) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Ordinary Shares (3090) 3090 Direct
Restricted Stock Units $ Ordinary Shares (3590) 3590 Direct
Restricted Stock Units $ Ordinary Shares (7375) 7375 Direct
Stock Option (right to buy) $173.13 2030-03-09 Ordinary Shares (37565) 37565 Direct
Stock Option (right to buy) $176.63 2029-03-20 Ordinary Shares (40470) 40470 Direct
Stock Option (right to buy) $102.22 2026-02-23 Ordinary Shares (89070) 89070 Direct
Stock Option (right to buy) $118.71 2027-02-28 Ordinary Shares (71400) 71400 Direct
Stock Option (right to buy) $154.00 2028-02-27 Ordinary Shares (61430) 61430 Direct
Deferred Stock Unit $ Ordinary Shares (83.432) 177.806 Direct

Footnotes

F1: Ordinary shares withheld to pay exercise price and taxes.

F2: The price reported is the weighted average sale price. The sale prices ranged from $262.87 to $263.33. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price

F3: The price reported is the weighted average sale price. The sale prices ranged from $263.14 to $263.42. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F4: Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.

F5: Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.

F6: Restricted Stock Units that will vest in full and payout on or about February 27, 2021 in Linde plc Ordinary Shares on a one-for-one basis.

F7: This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.

F8: This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.

F9: This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.

F10: This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.

F11: This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.

F12: Conversion to Linde plc ordinary shares is on a one-for-one basis.

F13: Deferred stock units acquired under Compensation Deferral Plan ("Deferral Plan") . The deferred stock units will payout in Linde plc Ordinary Share on a one-for-one basis in accordance with the Plan.