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Linde PLC — Director's Dealing 2019
Feb 27, 2019
9953_dirs_2019-02-27_bda4bd82-d7ed-4c8e-846e-0df290b6e35a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2019-02-25
Reporting Person: Hoyt Kelcey E (Principal Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-25 | Ordinary Shares | M | 666 | — | Acquired | 2513.107 | Direct |
| 2019-02-25 | Ordinary Shares | F | 209 | $173.50 | Disposed | 2304.107 | Direct |
| 2019-02-25 | Ordinary Shares | M | 682 | — | Acquired | 2986.107 | Direct |
| 2019-02-25 | Ordinary Shares | F | 214 | $173.50 | Disposed | 2772.107 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-25 | Ristricked Stock Units | $ | M | 666 | Disposed | Ordinary Shares (666) | Direct | |
| 2019-02-25 | Ristricked Stock Units | $ | M | 682 | Disposed | Ordinary Shares (682) | Direct | |
| 2019-02-25 | Deferred Stock Unit | $0 | A | 15.54 | Acquired | Ordinary Shares (15.54) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 494.013 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Ordinary Shares (1165) | 1165 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (1152) | 1152 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (790) | 790 | Direct | |
| Stock Option (right to buy) | $109.68 | 2022-02-28 | Ordinary Shares (3995) | 3995 | Direct |
| Stock Option (right to buy) | $110.58 | 2023-02-26 | Ordinary Shares (2675) | 2675 | Direct |
| Stock Option (right to buy) | $128.80 | 2024-02-25 | Ordinary Shares (3735) | 3735 | Direct |
| Stock Option (right to buy) | $128.38 | 2025-02-24 | Ordinary Shares (5150) | 5150 | Direct |
| Stock Option (right to buy) | $102.22 | 2026-02-23 | Ordinary Shares (9360) | 9360 | Direct |
| Stock Option (right to buy) | $118.71 | 2027-02-28 | Ordinary Shares (10500) | 10500 | Direct |
| Stock Option (right to buy) | $154.00 | 2028-02-27 | Ordinary Shares (9700) | 9700 | Direct |
Footnotes
F1: Ordinary shares acquired pursuant to the payout of a restricted stock unit ("RSU") grant made on February 23, 2016.
F2: Ordinary shares withheld from the RSU payout to cover tax withholdings.
F3: Restricted Stock units that will vest in full and payouton on or about February 27, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
F4: Restricted Stock Units that will vest in full and payout on or about February 28, 2020 in Linde plc Ordinary Shares on a one-for-one basis.
F5: This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
F6: This options vests over three years in three consecutive equal annual installments beginning on February 23, 2017.
F7: This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F8: This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
F9: Conversion to Linde plc Ordinary Shares is on a 1-for-one basis.
F10: Deferred stock units acquired under the Praxair Compensation Deferred Plan as amended ("Deferral Plan") and are to be settled in Linde plc Ordinary Shares on a one-for-one basis.