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Linde PLC — Director's Dealing 2019
Feb 27, 2019
9953_dirs_2019-02-27_26df9a0e-ec0d-4cac-94f2-0762ffdffa48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2019-02-25
Reporting Person: White Matthew J (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-25 | Ordinary Shares | M | 6054 | — | Acquired | 22665 | Direct |
| 2019-02-25 | Ordinary Shares | F | 2806 | $173.50 | Disposed | 19859 | Direct |
| 2019-02-25 | Ordinary Shares | M | 6191 | — | Acquired | 26050 | Direct |
| 2019-02-25 | Ordinary Shares | F | 2869 | $173.50 | Disposed | 23181 | Direct |
| 2019-02-25 | Ordinary Shares | M | 13640 | $76.16 | Acquired | 36821 | Direct |
| 2019-02-25 | Ordinary Shares | F | 9511 | $175.00 | Disposed | 27310 | Direct |
| 2019-02-25 | Ordinary Shares | S | 2421 | $174.97 | Disposed | 24889 | Direct |
| 2019-02-25 | Ordinary Shares | S | 1001 | $174.98 | Disposed | 23888 | Direct |
| 2019-02-25 | Ordinary Shares | S | 407 | $174.99 | Disposed | 23481 | Direct |
| 2019-02-25 | Ordinary Shares | S | 300 | $175.01 | Disposed | 23181 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-25 | Restricted Stock Units | $ | M | 6054 | Disposed | Ordinary Shares (6054) | Direct | |
| 2019-02-25 | Restricted Stock Units | $ | M | 6191 | Disposed | Ordinary Shares (6191) | Direct | |
| 2019-02-25 | Stock Option (right to buy) | $76.16 | M | 13640 | Disposed | 2020-02-23 | Ordinary Shares (13640) | Direct |
| 2019-02-25 | Deferred Stock Units | $0 | A | 123.57 | Acquired | Ordinary Shares (123.57) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 2961.382 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Ordinary Shares (7765) | 7765 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (7960) | 7960 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (5450) | 5450 | Direct | |
| Stock Option (right to buy) | $97.84 | 2021-02-22 | Ordinary Shares (14845) | 14845 | Direct |
| Stock Option (right to buy) | $109.68 | 2022-02-28 | Ordinary Shares (18430) | 18430 | Direct |
| Stock Option (right to buy) | $110.58 | 2023-02-26 | Ordinary Shares (15060) | 15060 | Direct |
| Stock Option (right to buy) | $128.80 | 2024-02-25 | Ordinary Shares (31090) | 31090 | Direct |
| Stock Option (right to buy) | $128.38 | 2025-02-24 | Ordinary Shares (40865) | 40865 | Direct |
| Stock Option (right to buy) | $102.22 | 2026-02-23 | Ordinary Shares (85205) | 85205 | Direct |
| Stock Option (right to buy) | $118.71 | 2027-02-28 | Ordinary Shares (72795) | 72795 | Direct |
| Stock Option (right to buy) | $154.00 | 2028-02-27 | Ordinary Shares (64665) | 64665 | Direct |
Footnotes
F1: Ordinary shares acquired pursuant to the payout of a restricted stock unit ("RSU") grant made on February 23, 2016.
F2: Ordinary shares withheld from RSU payout to cover tax withholdings.
F3: This stock option was exercised pursuant to a Rule 10b 5-1 Plan dated November 21, 2018.
F4: Ordinary shares withheld from the stock option exercise to pay exercise price and taxes.
F5: Restricted Stock Units that will vest in full and payout on or about February 27, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
F6: Restricted Stock Units that will vest in full and payout on or about February 28, 2020 in Linde plc Ordinary Shares on a one-for-one basis.
F7: This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
F8: This option vests over three years in three consecutive equal annual installments beginning on February 23, 2017.
F9: This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F10: This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
F11: Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis.
F12: Deferred stock units acquired under Praxair, Inc.'s Compensation Deferral Plan ("Deferral Plan") that will be converted and paid out in Linde plc ordinary share on a one-for-one basis.