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Linde PLC — Director's Dealing 2019
Mar 22, 2019
9953_dirs_2019-03-22_2441146d-9686-4d2c-96c8-97aaf747d3f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2019-03-20
Reporting Person: Roby Anne K (Head of Global Functions Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-20 | Ordinary Shares | M | 13195 | $97.84 | Acquired | 41995.522 | Direct |
| 2019-03-20 | Ordinary Shares | F | 10036 | $176.77 | Disposed | 31959.502 | Direct |
| 2019-03-20 | Ordinary Shares | S | 3159 | $176.77 | Disposed | 28800.522 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-20 | Ristricted Stock Units | $ | A | 2330 | Acquired | Ordinary Shares (2330) | Direct | |
| 2019-03-20 | Stock Option (right to buy) | $176.63 | A | 26230 | Acquired | 2029-03-20 | Ordinary Shares (26230) | Direct |
| 2019-03-20 | Stock Option (right to buy) | $97.84 | M | 13195 | Disposed | 2021-02-22 | Ordinary Shares (13195) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 1529.357 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Ordinary Shares (3885) | 3885 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (4328) | 4328 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (2960) | 2960 | Direct | |
| Stock Option (right to buy) | $109.68 | 2022-02-28 | Ordinary Shares (18430) | 18430 | Direct |
| Stock Option (right to buy) | $110.58 | 2023-02-26 | Ordinary Shares (15790) | 15790 | Direct |
| Stock Option (right to buy) | $128.80 | 2024-02-25 | Ordinary Shares (19900) | 19900 | Direct |
| Stock Option (right to buy) | $128.38 | 2025-02-24 | Ordinary Shares (26490) | 26490 | Direct |
| Stock Option (right to buy) | $102.22 | 2026-02-23 | Ordinary Shares (49405) | 49405 | Direct |
| Stock Option (right to buy) | $118.71 | 2027-02-28 | Ordinary Shares (39585) | 39585 | Direct |
| Stock Option (right to buy) | $154.00 | 2028-02-27 | Ordinary Shares (32335) | 32335 | Direct |
| Deferred Stock Unit | $ | Ordinary Shares (56.83) | 56.83 | Direct |
Footnotes
F1: Shares withheld for taxes and to pay the option exercise price.
F2: $176.77 was the average per share sale price. Actual per share prices ranged from $176.77 to $176.79 and will be provided upon the request of the SEC and any shareholder.
F3: Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one-basis.
F4: Restricted Stock units that will vest in full and payout on or about February 23, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
F5: Restricted Stock Units that will vest in full and payout on or about February 28, 2020 in Linde plc Ordinary Shares on a one-for-one basis.
F6: This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F7: This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
F8: This option vests over three years in three consecutive equal annual installments beginning on February 23, 2017.
F9: This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F10: Conversion to Linde plc ordinary shares is on a one-for-one basis.
F11: Deferred stock units acquired under the Compensation Deferred Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for one basis in accordance with the Plan.