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Linde PLC — Director's Dealing 2019
Apr 10, 2019
9953_dirs_2019-04-10_c4fd351d-2594-4891-ad3c-e304e74a55fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2019-04-08
Reporting Person: ANGEL STEPHEN F (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-08 | Ordinary Shares | M | 218175 | $97.84 | Acquired | 389258 | Direct |
| 2019-04-08 | Ordinary Shares | F | 163181 | $184.62 | Disposed | 226077 | Direct |
| 2019-04-08 | Ordinary Shares | S | 54994 | $184.46 | Disposed | 171083 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-08 | Stock Option (right to buy) | $97.84 | M | 218175 | Disposed | 2021-02-22 | Ordinary Shares (218175) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 2268 | Indirect |
| Ordinary Shares | 68384 | Indirect |
| Ordinary Shares | 39285 | Indirect |
| Ordinary Shares | 7746 | Indirect |
| Ordinary Shares | 10404.535 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Ordinary Shares (15755) | 15755 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (38270) | 38270 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (29580) | 29580 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (47632) | 47632 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (30215) | 30215 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (32580) | 32580 | Direct | |
| Stock Option (right to buy) | $176.63 | 2029-03-20 | Ordinary Shares (177605) | 177605 | Direct |
| Stock Option (right to buy) | $109.68 | 2022-02-28 | Ordinary Shares (236510) | 236510 | Direct |
| Stock Option (right to buy) | $110.58 | 2023-02-26 | Ordinary Shares (187015) | 187015 | Direct |
| Stock Option (right to buy) | $128.80 | 2024-02-25 | Ordinary Shares (203930) | 203930 | Direct |
| Stock Option (right to buy) | $128.38 | 2025-02-24 | Ordinary Shares (261075) | 261075 | Direct |
| Stock Option (right to buy) | $102.22 | 2026-02-23 | Ordinary Shares (416355) | 416355 | Direct |
| Stock Option (right to buy) | $118.71 | 2027-02-28 | Ordinary Shares (435850) | 435850 | Direct |
| Stock Option (right to buy) | $154.00 | 2028-02-27 | Ordinary Shares (318780) | 318780 | Direct |
| Deferred Stock Units | $0 | Ordinary Shares (100611.619) | 100611.619 | Direct |
Footnotes
F1: This stock option was exercised pursuant to a Rule 10b5-1 Plan dated March 29, 2019.
F2: Ordinary shares withheld from the stock option exercise to pay exercise price and taxes.
F3: Restricted Stock Units that will vest in full and payout on March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
F4: Restricted Stock Units that will vest in full and payout on February 27, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
F5: Restricted Stock Units that will vest in full and payout on February 23, 2019 in Linde plc Ordinary Shares on a one-for-one basis.
F6: Restricted Stock Units that will vest in full and payout on February 28, 2020 in Linde plc Ordinary Shares on a one-for-one basis.
F7: This options vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F8: This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
F9: This option vests over three years in three consecutive equal annual installments beginning February 23, 2017.
F10: This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F11: This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
F12: Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis.
F13: Deferred Stock Units acquired under the Compensation Deferral Plan ("Deferral Plan") pursuant to a prior election to defer compensation. The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan.