LINDBLAD EXPEDITIONS HOLDINGS, INC. — Director's Dealing 2019

Apr 2, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND)
CIK: 0001512499
Period of Report: 2019-03-29

Reporting Person: Lindblad Sven-Olof (Director, CEO, President, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-30	Common Stock	M	12171	—	Acquired	12484253	Direct
2019-03-30	Common Stock	F	4652	$15.25	Disposed	12479601	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-03-30	Restricted Stock Units	$	M	12171	Disposed		Common Stock (12171)	Direct
2019-03-29	Restricted Stock Units	$	A	25328	Acquired		Common Stock (25328)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Common Stock (27902)	27902	Direct

Footnotes

F1: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash.

F2: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F3: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F4: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.