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Limoneira CO — Director's Dealing 2017
Nov 22, 2017
33421_dirs_2017-11-22_bb92fe1b-7f10-40d2-8292-692327276472.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Limoneira CO (LMNR)
CIK: 0001342423
Period of Report: 2017-11-21
Reporting Person: Sawyer Robert M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-21 | Common Stock | G | 53925 | — | Disposed | 0 | Indirect |
| 2017-11-21 | Common Stock | G | 8504 | — | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 60134 | Indirect |
| Common Stock | 60010 | Indirect |
Footnotes
F1: The following transactions are in respect to the winding-up of the Sawyer Family Survivor's Trust and the Sawyer Family Bypass Trust upon the death of the surviving settlor pursuant to the terms of such trusts.
F2: Reflects shares indirectly held by the Reporting Person in the Sawyer Family Bypass Trust. Mr. Sawyer became a co-trustee of the Sawyer Family Bypass Trust in 2014. The Reporting Person disclaims beneficial ownership of shares of Issuer common stock held by the trust except to the extent of his pecuniary interest therein.
F3: Reflects shares indirectly held by the Reporting Person in the Sawyer Family Survivor's Trust. Mr. Sawyer became a co-trustee of the Sawyer Family Survivor's Trust in 2014. The Reporting Person disclaims beneficial ownership of shares of Issuer common stock held by the trust except to the extent of his pecuniary interest therein.
F4: Shares beneficially owned by the Reporting Person through the Sawyer Family 2004 Revocable Trust u/t/a/ dated July 22, 2004.
F5: Shares beneficially owned by the Reporting Person through the Robert McGahie Sawyer Separate GST Trust.