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Limoneira CO Director's Dealing 2017

Nov 22, 2017

33421_dirs_2017-11-22_bb92fe1b-7f10-40d2-8292-692327276472.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Limoneira CO (LMNR)
CIK: 0001342423
Period of Report: 2017-11-21

Reporting Person: Sawyer Robert M (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-21 Common Stock G 53925 Disposed 0 Indirect
2017-11-21 Common Stock G 8504 Disposed 0 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 60134 Indirect
Common Stock 60010 Indirect

Footnotes

F1: The following transactions are in respect to the winding-up of the Sawyer Family Survivor's Trust and the Sawyer Family Bypass Trust upon the death of the surviving settlor pursuant to the terms of such trusts.

F2: Reflects shares indirectly held by the Reporting Person in the Sawyer Family Bypass Trust. Mr. Sawyer became a co-trustee of the Sawyer Family Bypass Trust in 2014. The Reporting Person disclaims beneficial ownership of shares of Issuer common stock held by the trust except to the extent of his pecuniary interest therein.

F3: Reflects shares indirectly held by the Reporting Person in the Sawyer Family Survivor's Trust. Mr. Sawyer became a co-trustee of the Sawyer Family Survivor's Trust in 2014. The Reporting Person disclaims beneficial ownership of shares of Issuer common stock held by the trust except to the extent of his pecuniary interest therein.

F4: Shares beneficially owned by the Reporting Person through the Sawyer Family 2004 Revocable Trust u/t/a/ dated July 22, 2004.

F5: Shares beneficially owned by the Reporting Person through the Robert McGahie Sawyer Separate GST Trust.