Limbach Holdings, Inc. — Director's Dealing 2021

Jan 5, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Limbach Holdings, Inc. (LMB)
CIK: 0001606163
Period of Report: 2021-01-01

Reporting Person: PRATT GORDON G (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-01	Common Stock	M	1067	—	Acquired	17466	Direct
2021-01-01	Common Stock	M	1067	—	Acquired	18533	Direct
2021-01-01	Common Stock	M	1066	—	Acquired	19599	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-01	Restricted Stock Units	$	M	1067	Disposed		Common Stock (1067.0)	Direct
2021-01-01	Restricted Stock Units	$	M	1067	Disposed		Common Stock (1067.0)	Direct
2021-01-01	Restricted Stock Units	$	M	1066	Disposed		Common Stock (1066.0)	Direct
2021-01-01	Restricted Stock Units	$	A	3200	Acquired		Common Stock (3200.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	98757	Indirect
Common Stock	198280	Indirect

Footnotes

F1: Represents securities held by FEA Pratt Family holdings LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2: Represents securities held by Fund Management Group LLC, of which the reporting person is the managing member and controlling equity holder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F4: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date.

F5: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

F6: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date.

F7: This award of RSUs was granted on 01/1/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date.