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Lightwave Logic, Inc. Director's Dealing 2026

Jan 15, 2026

32863_dirs_2026-01-15_4ddf00a2-8de7-4498-af41-2223ba61f7d6.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Lightwave Logic, Inc. (LWLG)
CIK: 0001325964
Period of Report: 2026-01-06

Reporting Person: Quan Snizhana P. (Principal Financial Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 51125 Direct
Common Stock 4800 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $4.87 2033-10-08 Common Stock (100000) Direct
Employee Stock Option (Right to Buy) $1.96 2034-12-19 Common Stock (10000) Direct

Footnotes

F1: Includes 15,000 shares of common stock issued pursuant to a restricted stock award, 3,750 of which have vested as of the date of appointment, with the remaining 11,250 vesting in 9 equal quarterly installments beginning on February 28, 2026, subject to continued service with the Issuer through the applicable vesting dates. Also includes 28,395 shares of common stock underlying a restricted stock unit award ("RSUs") from the Issuer. 9,467 of the RSUs will vest on December 31, 2026, with the remaining 18,928 vesting in 8 equal quarterly installments beginning on March 31, 2027, subject to continued service with the Issuer through the applicable vesting dates. Any unvested portion of either award is subject to forfeiture.

F2: 66,668 of the options were vested as of the date of appointment. The remaining 33,332 options will vest in 4 equal quarterly installments beginning on January 9, 2026. Any unvested portion of this award is subject to forfeiture.

F3: 6,250 of the options were vested as of the date of appointment. The remaining 3,750 options will vest in 3 equal quarterly installments beginning on March 31, 2026. Any unvested portion of this award is subject to forfeiture