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Lightwave Logic, Inc. — Director's Dealing 2024
Sep 17, 2024
32863_dirs_2024-09-17_1feeb04e-d8ad-4082-a814-d3aa424d4dd0.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Lightwave Logic, Inc. (LWLG)
CIK: 0001325964
Period of Report: 2024-09-04
Reporting Person: CONNELLY THOMAS M JR (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11488 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $5.00 | 2034-09-03 | Common Stock (30000) | Direct |
Footnotes
F1: Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, which vests as follows: The shares vest in 8 equal quarterly installments of 1,436 shares beginning October 1, 2024, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.
F2: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, which vests as follows: 7,500 vest on September 4, 2024 and the balance vest in 3 equal monthly installments of 7,500 beginning October 1, 2024, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture