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Lightwave Logic, Inc. — Director's Dealing 2023
Mar 20, 2023
32863_dirs_2023-03-20_6e35ca78-25dd-4e01-b718-f6bf9bcae1d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Lightwave Logic, Inc. (LWLG)
CIK: 0001325964
Period of Report: 2023-03-16
Reporting Person: Bucchi Ronald A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-16 | Common Stock | A | 32567 | — | Acquired | 58749 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-16 | Employee Stock Option (Right to Buy) | $5.22 | A | 150000 | Acquired | 2033-03-15 | Common Stock (150000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3000 | Indirect |
Footnotes
F1: Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 2,735 shares of restricted stock vested on March 16, 2023, with the remaining restricted stock awards vesting in 33 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.
F2: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 37,500 options vested on March 16, 2023, with the remaining options vesting in 9 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.