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Lightwave Logic, Inc. Director's Dealing 2023

Jun 7, 2023

32863_dirs_2023-06-07_34fe15c1-88b6-42df-8951-4f6b8968bb07.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Lightwave Logic, Inc. (LWLG)
CIK: 0001325964
Period of Report: 2023-06-06

Reporting Person: Bucchi Ronald A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-06-06 Common Stock M 50000 $0.84 Acquired 108749 Direct
2023-06-06 Common Stock S 27625 $8.205 Disposed 81124 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-06-06 Employee Stock Option (Right to Buy) $0.84 M 50000 Disposed 2023-08-28 Common Stock (50000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3000 Indirect

Footnotes

F1: Represents the number of shares sold by the Reporting Person in connection with the cashless exercise of the option and to cover tax withholding obligations.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.19 to $8.25, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.

F3: On August 29, 2013 the reporting person received an option to purchase up to 50,000 shares of company stock that vest pursuant to the following schedule: 20,000 options vest on August 29, 2013, and the remaining options vest in three equal quarterly installments of 10,000 options per quarter commencing on October 1, 2013