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Lightwave Logic, Inc. — Director's Dealing 2022
Jan 20, 2022
32863_dirs_2022-01-20_84082fd3-f13f-4bdc-b9a1-73f7e33a590c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Lightwave Logic, Inc. (LWLG)
CIK: 0001325964
Period of Report: 2022-01-18
Reporting Person: Zelibor Thomas Edward (Director, Chair of Board of Directors)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-18 | Common Stock | A | 7772 | — | Acquired | 167896 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-18 | Employee Stock Option (Right to Buy) | $9.65 | A | 50000 | Acquired | 2032-01-17 | Common Stock (50000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 400 | Indirect |
Footnotes
F1: Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 3 equal annual installments over 3 years, with first installment vesting December 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.
F2: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 12 equal monthly installments over a period of 12 months, with first installment vesting January 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.