AI assistant
Sending…
Lightwave Logic, Inc. — Director's Dealing 2009
Oct 16, 2009
32863_dirs_2009-10-16_74e08651-b929-44e9-b320-affac2d823f5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: Lightwave Logic, Inc. (LWLG)
CIK: 0001325964
Period of Report: 2009-10-13
Reporting Person: SMITH THOMAS P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-10-15 | Common Stock | M | 131000 | $1 | Acquired | 881000 | Direct |
| 2009-10-15 | Common Stock | S | 10000 | $1.6 | Disposed | 871000 | Direct |
| 2009-10-15 | Common Stock | S | 6500 | $1.55 | Disposed | 864500 | Direct |
| 2009-10-14 | Common Stock | S | 14500 | $1.5 | Disposed | 850000 | Direct |
| 2009-10-13 | Common Stock | S | 15515 | $1.33 | Disposed | 834485 | Direct |
| 2009-10-13 | Common Stock | S | 9100 | $1.3401 | Disposed | 825385 | Direct |
| 2009-10-13 | Common Stock | S | 15000 | $1.361 | Disposed | 810385 | Direct |
| 2009-10-13 | Common Stock | S | 15800 | $1.3625 | Disposed | 794585 | Direct |
| 2009-10-13 | Common Stock | S | 8175 | $1.364 | Disposed | 786410 | Direct |
| 2009-10-13 | Common Stock | S | 5000 | $1.365 | Disposed | 781410 | Direct |
| 2009-10-13 | Common Stock | S | 5000 | $1.372 | Disposed | 776410 | Direct |
| 2009-10-13 | Common Stock | S | 5000 | $1.4 | Disposed | 771410 | Direct |
| 2009-10-13 | Common Stock | S | 2710 | $1.4025 | Disposed | 768700 | Direct |
| 2009-10-13 | Common Stock | S | 18700 | $1.405 | Disposed | 750000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-10-15 | Warrant (Right to Buy) | $1 | M | 131000 | Disposed | 2009-10-18 | Common Stock (131000) | Direct |
Footnotes
F1: Acquired restricted stock pursuant to exercise of warrant.
More from Lightwave Logic, Inc.
Declaration of Voting Results & Voting Rights Announcements
2026
May 27
Interim / Quarterly Report
2026
May 15
Capital/Financing Update
2026
May 8
Capital/Financing Update
2026
Apr 21
Capital/Financing Update
2026
Apr 21
Annual Report
2026
Apr 10
Proxy Solicitation & Information Statement
2026
Apr 10
Regulatory Filings
2026
Mar 30
Major Shareholding Notification
2026
Mar 27
Regulatory Filings
2026
Mar 20