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LIGHTBRIDGE Corp — Director's Dealing 2018
Aug 29, 2018
32688_dirs_2018-08-29_25c302e7-054c-4def-9659-14d7070f8f3c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: LIGHTBRIDGE Corp (LTBR)
CIK: 0001084554
Period of Report: 2018-08-27
Reporting Person: GOLDMAN LARRY (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $12.75 | 2019-05-05 | Common Stock (5812) | Direct | |
| Employee Stock Options (right to buy) | $6.30 | 2025-04-08 | Common Stock (13234) | Direct | |
| Employee Stock Options (right to buy) | $6.30 | 2025-08-12 | Common Stock (2764) | Direct | |
| Employee Stock Options (right to buy) | $4.60 | 2025-11-20 | Common Stock (65374) | Direct | |
| Employee Stock Options (right to buy) | $1.54 | 2026-11-09 | Common Stock (53617) | Direct | |
| Employee Stock Options (right to buy) | $1.05 | 2027-10-26 | Common Stock (165401) | Direct | |
| Employee Stock Options (right to buy) | $.90 | 2028-08-08 | Common Stock (195368) | Direct |
Footnotes
F1: The option was subject to a three-year vesting schedule, with one-third vesting on each anniversary of May 5, 2014.
F2: A portion of the option was subject to a three-year vesting schedule, with one-third vesting on each anniversary of April 8, 2015, and a portion was subject to shareholder approval.
F3: A portion of the option was subject to a three-year vesting schedule, with one-third vesting on each anniversary of August 12, 2015.
F4: A portion of the option, relating to 48,167 shares of common stock, is subject to a three-year vesting schedule, with one-third vesting on each anniversary of November 20, 2015. The remaining portion of the option, relating to 17,207 shares of common stock, was fully vested upon grant.
F5: A portion of the option was subject to shareholder approval.
F6: Portions of the option were subject to the attainment of specified milestones and shareholder approval.
F7: The option is subject to a three-year vesting schedule, with one-third vesting on each anniversary of August 8, 2018. The option may vest earlier should defined milestones be achieved prior to December 31, 2019.