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Light & Wonder, Inc. — Director's Dealing 2018
May 18, 2018
30802_dirs_2018-05-18_262202d7-d8a0-49b8-99fc-51bbf980d64f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCIENTIFIC GAMES CORP (SGMS)
CIK: 0000750004
Period of Report: 2018-05-16
Reporting Person: Mooberry Derik (EVP & Grp Chief Exec, Gaming)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-16 | Class A Common Stock | M | 26732 | $12.83 | Acquired | 69899 | Direct |
| 2018-05-16 | Class A Common Stock | M | 7900 | $9.65 | Acquired | 77799 | Direct |
| 2018-05-16 | Class A Common Stock | S | 34632 | $60.07 | Disposed | 43167 | Direct |
| 2018-05-17 | Class A Common Stock | M | 39060 | $9.65 | Acquired | 82227 | Direct |
| 2018-05-17 | Class A Common Stock | M | 10482 | $21.60 | Acquired | 92709 | Direct |
| 2018-05-17 | Class A Common Stock | S | 49542 | $59.64 | Disposed | 43167 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-16 | Employee Stock Option (right to buy) | $12.83 | M | 26732 | Disposed | 2025-04-26 | Common Stock (26732.0) | Direct |
| 2018-05-16 | Employee Stock Option (right to buy) | $9.65 | M | 7900 | Disposed | 2026-06-20 | Common Stock (7900.0) | Direct |
| 2018-05-17 | Employee Stock Option (right to buy) | $9.65 | M | 15580 | Disposed | 2026-06-20 | Common Stock (15580.0) | Direct |
| 2018-05-17 | Employee Stock Option (right to buy) | $9.65 | M | 23480 | Disposed | 2026-06-20 | Common Stock (23480.0) | Direct |
| 2018-05-17 | Employee Stock Option (right to buy) | $21.6 | M | 5241 | Disposed | 2027-03-08 | Common Stock (5241.0) | Direct |
| 2018-05-17 | Employee Stock Option (right to buy) | $21.6 | M | 5241 | Disposed | 2027-03-08 | Common Stock (5241.0) | Direct |
Footnotes
F1: The transaction was executed in multiple trades at prices ranging from $59.70 to $60.40. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
F2: The transaction was executed in multiple trades at prices ranging from $59.30 to $60.06. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
F3: The option became exercisable as to 8,910 shares on April 27, 2016 and as to 8,911 shares on each of April 27, 2017 and April 27, 2018 and becomes exercisable as to 8,911 shares on April 27, 2019.
F4: Vesting of this option was contingent on the Company's Class A Common Stock attaining a trading day average closing price that was achieved on February 2, 2017. The option became exercisable as to 11,740 shares on each of March 20, 2017 and March 20, 2018 and becomes exercisable as to 11,740 shares on each of March 20, 2019 and March 20, 2020.
F5: The option became exercisable as to 11,740 shares on each of March 20, 2017 and March 20, 2018 and becomes exercisable as to 11,740 shares on each of March 20, 2019 and March 20, 2020.
F6: Vesting of this option was contingent on the Company's Class A Common Stock attaining a trading day average closing price that was achieved on August 11, 2017. The option became exercisable as to 5,241 shares on March 20, 2018 and becomes exercisable on March 20, 2019 (5,242 shares); March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares).
F7: The option became exercisable as to 5,241 shares on March 20, 2018 and becomes exercisable on March 20, 2019 (5,242 shares); March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares).