AI assistant
Light & Wonder, Inc. — Director's Dealing 2016
Nov 22, 2016
30802_dirs_2016-11-21_291d8b1f-ee4b-4417-aea5-e975ca373d84.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCIENTIFIC GAMES CORP (SGMS)
CIK: 0000750004
Period of Report: 2016-11-17
Reporting Person: Kennedy David L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-17 | Class A Common Stock | S | 50000 | $13.89 | Disposed | 71765 | Direct |
| 2016-11-18 | Class A Common Stock | M | 37500 | — | Acquired | 109265 | Direct |
| 2016-11-18 | Class A Common Stock | F | 14261 | $13.99 | Disposed | 95004 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-18 | Restricted Stock Units | $ | M | 37500 | Disposed | Common Stock (37500) | Direct |
Footnotes
F1: The transaction was executed in multiple trades at prices ranging from $13.68 to $14.10. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
F2: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.
F3: Represents vesting of restricted stock units granted on December 5, 2013. The balance of the award is scheduled to vest on November 18, 2017. Each unit converts into a share of common stock on a one-for-one basis.