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LIFETIME BRANDS, INC — Director's Dealing 2018
Nov 21, 2018
34247_dirs_2018-11-21_444127cf-ded3-4972-aa82-4176e676225d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIFETIME BRANDS, INC (LCUT)
CIK: 0000874396
Period of Report: 2018-11-20
Reporting Person: Centre Partners V, L.P. (10% Owner)
Reporting Person: Centre Capital Investors V LP (10% Owner)
Reporting Person: Centre Partners V LLC (10% Owner)
Reporting Person: JRJ V LP (10% Owner)
Reporting Person: Harwich Road V LP (10% Owner)
Reporting Person: JRJ Inc. (10% Owner)
Reporting Person: Harwich Road Inc. (10% Owner)
Reporting Person: POLLACK BRUCE G (10% Owner)
Reporting Person: JAFFE DAVID (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-20 | Common Stock, par value $0.01, per share | P | 462 | $10.80 | Acquired | 5632244 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01, per share | 7086 | Direct |
Footnotes
F1: Represents shares of common stock purchased in open market transactions by Centre Capital Investors V, L.P. ("Centre Investors"). Centre Partners V, L.P. ("Centre Partners LP") is the sole general partner of Centre Investors.
F2: Includes 5,593,116 shares of common stock directly held by Taylor Parent, LLC ("Taylor Parent").
F3: CP Taylor GP, LLC ("CP Taylor") has the authority to appoint the board of directors of Taylor Parent. Centre Partners, L.P. is the sole member
of CP Taylor and the general partner of Centre Investors. Centre Partners V LLC ("Centre Partners") is the general partner of Centre Partners LP.
JRJ V LP ("JRJ LP") and Harwich Road V LP ("Harwich Road LP") are co-managers of Centre Partners. JRJ Inc. ("JRJ") is the general partner of
JRJ LP. Harwich Road Inc. ("Harwich Road") is the general partner of Harwich Road LP. Bruce Pollack is the president of JRJ. David Jaffe is the
president of Harwich Road. (Cont'd in FN 5)
F4: (Cont'd from FN 4) As such, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Centre Investors and CP Taylor, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Taylor Parent.
F5: Each of the Reporting Persons disclaims beneficial ownership of the shares of the Issuer except to the extent of their respective pecuniary interest therein.
F6: These shares are directly owned by Mr. Pollack.