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LIFETIME BRANDS, INC — Director's Dealing 2013
Nov 15, 2013
34247_dirs_2013-11-15_c4167b92-009c-4878-a5d3-ea34c05d544d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIFETIME BRANDS, INC (LCUT)
CIK: 0000874396
Period of Report: 2013-11-12
Reporting Person: REICHENBACH ROBERT (EVP/Division President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-12 | Common Stock | M | 355 | $10.79 | Acquired | 35144 | Direct |
| 2013-11-12 | Common Stock | S | 355 | $14.4963 | Disposed | 34789 | Direct |
| 2013-11-12 | Common Stock | M | 2395 | $11.64 | Acquired | 37184 | Direct |
| 2013-11-12 | Common Stock | S | 2395 | $14.4963 | Disposed | 34789 | Direct |
| 2013-11-13 | Common Stock | M | 105 | $11.64 | Acquired | 34894 | Direct |
| 2013-11-13 | Common Stock | S | 105 | $14.0323 | Disposed | 34789 | Direct |
| 2013-11-13 | Common Stock | M | 2350 | $13.27 | Acquired | 37139 | Direct |
| 2013-11-13 | Common Stock | S | 2350 | $14.0323 | Disposed | 34789 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-12 | Employee Stock Option | $10.79 | M | 355 | Disposed | 2021-06-15 | Common Stock (355) | Direct |
| 2013-11-12 | Employee Stock Option | $11.64 | M | 2395 | Disposed | 2022-04-30 | Common Stock (2395) | Direct |
| 2013-11-13 | Employee Stock Option | $11.64 | M | 105 | Disposed | 2022-04-30 | Common Stock (105) | Direct |
| 2013-11-13 | Employee Stock Option | $13.27 | M | 2350 | Disposed | 2020-05-06 | Common Stock (2350) | Direct |
Footnotes
F1: The options vested 25 percent per year over four years beginning on June 16, 2011.
F2: Field intentionally left blank in accordance with the instructions to Form 4.
F3: The options vested 25 percent per year over four years beginning on May 1, 2012.
F4: The options vested 25 percent per year over four years beginning on May 7, 2010.
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