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LifeMD, Inc. — Director's Dealing 2021
Dec 7, 2021
33298_dirs_2021-12-07_681fa312-6a1d-4f7f-8aa7-dffc08643e23.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LifeMD, Inc. (LFMD)
CIK: 0000948320
Period of Report: 2019-09-30
Reporting Person: Velge Bertrand (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-15 | Common Stock | P | 294118 | $0.17 | Acquired | 511509 | Direct |
| 2020-08-05 | Common Stock | A | 173234 | — | Acquired | 684743 | Direct |
| 2020-09-22 | Common Stock | P | 96923 | $0.65 | Acquired | 781666 | Direct |
| 2021-12-03 | Common Stock | P | 110000 | $3.91 | Acquired | 891666 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-30 | Stock Option (Right to Buy) | $1.15 | A | 2500 | Acquired | 2024-09-30 | Common Stock (2500) | Direct |
| 2019-12-31 | Stock Option (Right to Buy) | $1.15 | A | 2500 | Acquired | 2024-12-31 | Common Stock (2500) | Direct |
| 2020-03-31 | Stock Option (Right to Buy) | $1.2 | A | 2500 | Acquired | 2025-03-31 | Common Stock (2500) | Direct |
| 2020-06-30 | Stock Option (Right to Buy) | $1.5 | A | 2500 | Acquired | 2025-06-30 | Common Stock (2500) | Direct |
| 2020-09-22 | Warrants to Purchase Common Stock | $4.65 | A | 100000 | Acquired | 2024-09-22 | Common Stock (100000) | Direct |
| 2020-09-30 | Stock Option (Right to Buy) | $7.95 | A | 2500 | Acquired | 2025-09-30 | Common Stock (2500) | Direct |
| 2020-12-31 | Stock Option (Right to Buy) | $7 | A | 2500 | Acquired | 2025-12-31 | Common Stock (2500) | Direct |
| 2021-03-31 | Stock Option (Right to Buy) | $11.98 | A | 2500 | Acquired | 2026-03-31 | Common Stock (2500) | Direct |
| 2020-06-30 | Stock Option (Right to Buy) | $11.56 | A | 2500 | Acquired | 2026-06-30 | Common Stock (2500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 217391 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrants to Purchase Common Stock | $0.28 | 2023-05-15 | Common Stock (217391) | 217391 | Direct |
Footnotes
F1: On October 14, 2020, the common stock of LFMD, Inc. had a reverse stock split 1-for-5, resulting in a decrease of the reporting person's ownership of 869,566 shares of common stock.
F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.80 to $4.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth.
F3: Issued in connection with Exchange Agreement dated September 22, 2020 whereby shares of common stock and warrants were exchanged for outstanding debt.
F4: Issued as director's compensation.
F5: Issued pursuant to anti-dilution provisions contained in the Securities Purchase Agreement dated May 31, 2019.