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LIFECORE BIOMEDICAL, INC. \DE\ — Director's Dealing 2021
Mar 16, 2021
33431_dirs_2021-03-16_97693f4c-e259-4ce5-83e2-b110c8932813.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LANDEC CORP \CA\ (LNDC)
CIK: 0001005286
Period of Report: 2021-03-12
Reporting Person: Kimball Dawn (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-12 | Common Stock | A | 5000 | $12.09 | Acquired | 5000 | Direct |
| 2021-03-12 | Common Stock | D | 2644 | $12.09 | Disposed | 2356 | Direct |
| 2021-03-12 | Common Stock | A | 13608 | $12.09 | Acquired | 15964 | Direct |
| 2021-03-12 | Common Stock | D | 6535 | $12.09 | Disposed | 9429 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-12 | Restricted Stock Unit | $ | M | 5000 | Disposed | 2021-03-12 | Common Stock (5000) | Direct |
| 2021-03-12 | Restricted Stock Unit | $ | M | 13608 | Disposed | 2021-03-12 | Common Stock (13608) | Direct |
Footnotes
F1: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.
F2: The restricted stock units were granted on October 12, 2018.
F3: Vesting of restricted stock units was accelerated on March 12, 2021 by reason of Separation Agreement.
F4: The restricted stock units were granted on October 15, 2019.
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